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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $776M AUM 318 positions Filed Aug 12, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 63 New 82 Added 118 Reduced 71 Exited
Page 16 of 16  ·  318 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 SPSM SPDR SERIES TRUST 4,085.0 $236K 0.03% NEW $57.67 -6.0%
302 SNDR SCHNEIDER NATIONAL INC Industrials 6,401.0 $234K 0.03% NEW $36.53 -10.7%
303 BROOKFIELD ASSET MANAGMT LTD 5,153.0 $231K 0.03% $44.85
304 VTI VANGUARD INDEX FDS 610.0 $226K 0.03% $370.05 +1.5%
305 CEG CONSTELLATION ENERGY CORP Utilities 906.0 $225K 0.03% $248.37 +2.6%
306 SCHM SCHWAB STRATEGIC TR 6,062.0 $224K 0.03% NEW $36.87 -5.5%
307 VTEB VANGUARD MUN BD FDS 4,416.0 $223K 0.03% -2K -31.3% $50.58 -4.6%
308 IYW ISHARES TR 883.0 $223K 0.03% NEW $252.23 +1.8%
309 IGD VOYA GLBL EQTY DIV & PREM OP Financial Services 36,252.0 $223K 0.03% $6.14 +3.6%
310 CSCO CISCO SYS INC Technology 1,827.0 $215K 0.03% NEW $117.46 -6.8%
311 LLY ELI LILLY & CO Healthcare 177.0 $212K 0.03% NEW $1198.72 -3.9%
312 XLE SELECT SECTOR SPDR TR 3,980.0 $211K 0.03% -51K -92.7% $53.11 +21.1%
313 IEMG ISHARES INC 2,525.0 $209K 0.03% NEW $82.85 -1.4%
314 VXF VANGUARD INDEX FDS 835.0 $206K 0.03% NEW $246.21 -4.5%
315 BOND PIMCO ETF TR 2,223.0 $205K 0.03% $92.21 -3.8%
316 BMY BRISTOL-MYERS SQUIBB CO Healthcare 3,538.0 $204K 0.03% NEW $57.62 +9.4%
317 XLF SELECT SECTOR SPDR TR 3,782.0 $203K 0.03% -824.0 -17.9% $53.61 +4.2%
318 PCT PURECYCLE TECHNOLOGIES INC Industrials 20,000.0 $162K 0.02% -8K -29.1% $8.11 -29.5%
Page 16 of 16  ·  318 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 31.5%
Technology 25.2%
Healthcare 10.6%
Industrials 10.1%
Consumer Cyclical 7.4%
Energy 6.0%
Communication Services 3.1%
Basic Materials 2.7%
Consumer Defensive 2.1%
Utilities 0.8%