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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $664.8B AUM 326 positions Filed Apr 7, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 44 New 125 Added 56 Reduced 45 Exited
Page 2 of 3  ·  56 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 IWY ISHARES TR 3,727.0 $1.0M 0.15% -320.0 -7.9% $276.94 +5.5%
22 VTIP VANGUARD MALVERN FDS 20,219.0 $1.0M 0.15% -610.0 -2.9% $49.46 +1.9%
23 SONO SONOS INC Technology 56,716.0 $996K 0.15% -2K -2.9% $17.56 -16.3%
24 SPLV INVESCO EXCH TRADED FD TR II 12,558.0 $897K 0.14% -116.0 -0.9% $71.42 +1.3%
25 SCHD SCHWAB STRATEGIC TR 30,906.0 $848K 0.13% -372.0 -1.2% $27.43 +15.6%
26 IWP ISHARES TR 6,149.0 $842K 0.13% -280.0 -4.4% $136.95 -0.6%
27 WH WYNDHAM HOTELS & RESORTS INC Consumer Cyclical 10,805.0 $816K 0.12% -197.0 -1.8% $75.56 +6.7%
28 SHYG ISHARES TR 18,849.0 $808K 0.12% -209.0 -1.1% $42.87 -1.4%
29 TSLA TESLA INC Consumer Cyclical 1,635.0 $735K 0.11% -4K -73.3% $449.74 -1.4%
30 IVOG VANGUARD ADMIRAL FDS INC 5,901.0 $709K 0.11% -531.0 -8.3% $120.20 +14.3%
31 PG PROCTER AND GAMBLE CO Consumer Defensive 4,923.0 $706K 0.11% -108.0 -2.1% $143.31 -0.4%
32 MDY SPDR S&P MIDCAP 400 ETF TR Financial Services 1,144.0 $690K 0.10% -9.0 -0.8% $603.29 +9.3%
33 IWM ISHARES TR 2,734.0 $673K 0.10% -113.0 -4.0% $246.15 +12.8%
34 HD HOME DEPOT INC Consumer Cyclical 1,883.0 $648K 0.10% -308.0 -14.1% $344.07 -11.5%
35 ESML ISHARES TR 13,618.0 $626K 0.09% -115.0 -0.8% $45.98 +10.9%
36 AEIS ADVANCED ENERGY INDS Industrials 2,844.0 $595K 0.09% -420.0 -12.9% $209.37 +54.5%
37 CMCSA COMCAST CORP NEW Communication Services 19,543.0 $584K 0.09% -12K -37.1% $29.89 -17.2%
38 TCBI TEXAS CAP BANCSHARES INC Financial Services 5,498.0 $498K 0.07% -2K -28.0% $90.54 +7.3%
39 PLTR PALANTIR TECHNOLOGIES INC Technology 2,777.0 $494K 0.07% -60.0 -2.1% $177.77 -24.8%
40 DES WISDOMTREE TR 14,374.0 $481K 0.07% -157.0 -1.1% $33.45 +12.5%
Page 2 of 3  ·  56 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 29.9%
Technology 23.5%
Healthcare 10.9%
Industrials 8.9%
Communication Services 7.3%
Consumer Cyclical 7.3%
Energy 5.9%
Basic Materials 3.4%
Consumer Defensive 2.0%
Utilities 0.6%