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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $631M AUM Filed Nov 14, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 327 New
Page 17 of 17  ·  327 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 HL HECLA MNG CO Basic Materials 12,369.0 $150K 0.02% NEW $12.10 +60.7%
322 NEWT NEWTEKONE INC Financial Services 13,000.0 $149K 0.02% NEW $11.45 +14.4%
323 DH DEFINITIVE HEALTHCARE CORP Healthcare 36,200.0 $147K 0.02% NEW $4.06 -80.1%
324 NEOG NEOGEN CORP Healthcare 25,283.0 $144K 0.02% NEW $5.70 +47.9%
325 CARS CARS COM INC Consumer Cyclical 11,170.0 $123K 0.02% NEW $11.00 -10.5%
326 TEI TEMPLETON EMERGING MKTS INCO Financial Services 15,678.0 $97K 0.01% NEW $6.20 +1.0%
327 HLLY HOLLEY INC Consumer Cyclical 33,168.0 $97K 0.01% NEW $2.93 -7.2%
Page 17 of 17  ·  327 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.5%
Technology 24.2%
Industrials 9.9%
Healthcare 8.8%
Consumer Cyclical 8.3%
Communication Services 6.7%
Energy 4.9%
Basic Materials 3.6%
Consumer Defensive 2.4%
Utilities 0.6%