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Portfolio (Quarterly) Guide ↗

Round Rock Advisors LLC

· CIK 0001846991
13F Portfolio $664.8B AUM 326 positions Filed Apr 7, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 44 New 125 Added 56 Reduced 45 Exited
Page 5 of 7  ·  125 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 AVGO BROADCOM INC Technology 1,809.0 $626K 0.09% +54.0 +3.1% $346.10 +22.9%
82 PBYI PUMA BIOTECHNOLOGY INC Healthcare 105,042.0 $625K 0.09% +40K +60.6% $5.95 +20.8%
83 DGII DIGI INTL INC Technology 14,117.0 $611K 0.09% +5K +59.0% $43.29 +48.3%
84 CRY ARTIVION INC 13,223.0 $603K 0.09% +5K +54.5% $45.61 -60.8%
85 CPSH CPS TECHNOLOGIES CORP Technology 191,325.0 $591K 0.09% +145K +316.7% $3.09 +48.5%
86 PRLB PROTO LABS INC Industrials 11,219.0 $568K 0.09% +5K +69.7% $50.59 +43.4%
87 PRCH PORCH GROUP INC Technology 60,603.0 $553K 0.08% +25K +69.3% $9.13 +14.2%
88 AMPH AMPHASTAR PHARMACEUTICALS IN Healthcare 20,477.0 $548K 0.08% +12K +138.7% $26.78 -37.0%
89 SNBR SLEEP NUMBER CORP Consumer Cyclical 64,187.0 $543K 0.08% +24K +59.9% $8.46 -81.7%
90 ARLO ARLO TECHNOLOGIES INC Industrials 38,355.0 $537K 0.08% +13K +53.4% $13.99 -11.9%
91 VMD VIEMED HEALTHCARE INC Healthcare 69,292.0 $515K 0.08% +30K +75.0% $7.43 +27.7%
92 VZ VERIZON COMMUNICATIONS INC Communication Services 12,212.0 $497K 0.07% +149.0 +1.2% $40.73 +15.5%
93 INVX INNOVEX INTERNATIONAL INC Energy 22,637.0 $495K 0.07% +8K +53.9% $21.87 +26.2%
94 COLL COLLEGIUM PHARMACEUTICAL INC Healthcare 10,690.0 $495K 0.07% +4K +60.0% $46.30 -24.8%
95 BXC BLUELINX HLDGS INC Industrials 8,056.0 $495K 0.07% +3K +67.5% $61.43 -17.7%
96 ALKS ALKERMES PLC Healthcare 17,656.0 $494K 0.07% +1K +6.4% $27.98 +34.0%
97 ATEN A10 NETWORKS INC Technology 27,353.0 $484K 0.07% +10K +54.4% $17.69 +58.0%
98 ENPH ENPHASE ENERGY INC Energy 14,328.0 $459K 0.07% +8K +123.3% $32.05 +49.8%
99 DYNAVAX TECHNOLOGIES CORP 29,408.0 $452K 0.07% +11K +60.2% $15.38
100 WTTR SELECT WATER SOLUTIONS INC Utilities 42,585.0 $448K 0.07% +16K +58.4% $10.52 +76.8%
Page 5 of 7  ·  125 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 29.9%
Technology 23.5%
Healthcare 10.9%
Industrials 8.9%
Communication Services 7.3%
Consumer Cyclical 7.3%
Energy 5.9%
Basic Materials 3.4%
Consumer Defensive 2.0%
Utilities 0.6%