Portfolio (Quarterly) Guide ↗

Baron Financial Group, LLC

· CIK 0001832093

13F Portfolio $185M AUM 53 positions Filed Apr 9, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 17 Added 23 Reduced 4 Exited

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1	SPY	STATE STR SPDR S&P 500 ETF T	Financial Services	32,652.0	$21.2M	11.45%	+504.0	+1.6%	$650.34	+15.3%
2	VTIP	VANGUARD MALVERN FDS	—	264,090.0	$13.2M	7.12%	+8K	+3.0%	$49.95	+0.7%
3	QQQ	INVESCO QQQ TR	Financial Services	21,667.0	$12.5M	6.75%	+233.0	+1.1%	$577.17	+26.4%
4	IWR	ISHARES TR	—	68,036.0	$6.6M	3.57%	+3K	+4.7%	$97.23	+10.0%
5	VNQ	VANGUARD INDEX FDS	—	63,655.0	$5.6M	3.04%	+2K	+2.7%	$88.70	+9.4%
6	BNDX	VANGUARD CHARLOTTE FDS	—	111,972.0	$5.4M	2.90%	+7K	+6.2%	$48.05	+0.3%
7	DIVO	AMPLIFY ETF TR	—	105,559.0	$4.7M	2.55%	+3K	+2.5%	$44.85	+2.7%
8	QAI	NEW YORK LIFE INVESTMENTS ET	—	98,371.0	$3.4M	1.81%	+2K	+1.7%	$34.12	+6.5%
9	BWX	SPDR SERIES TRUST	—	148,891.0	$3.3M	1.76%	+16K	+12.3%	$21.95	+0.3%
10	VB	VANGUARD INDEX FDS	—	11,550.0	$3.0M	1.63%	+278.0	+2.5%	$261.93	+11.7%
11	SRVR	PACER FDS TR	—	23,910.0	$746K	0.40%	+7K	+37.6%	$31.22	+11.5%
12	XLU	SELECT SECTOR SPDR TR	—	14,880.0	$683K	0.37%	+6K	+59.9%	$45.89	-0.8%
13	IBM	INTERNATIONAL BUSINESS MACHS	Technology	2,663.0	$645K	0.35%	+19.0	+0.7%	$242.35	+3.2%
14	VOO	VANGUARD INDEX FDS	—	739.0	$442K	0.24%	+364.0	+97.1%	$597.49	+15.4%
15	GRID	FIRST TR EXCHANGE-TRADED FD	—	1,595.0	$261K	0.14%	+131.0	+8.9%	$163.58	+20.1%
16	ICLN	ISHARES TR	—	11,500.0	$210K	0.11%	+970.0	+9.2%	$18.29	+25.6%
17	BATT	AMPLIFY ETF TR	—	12,880.0	$192K	0.10%	+1K	+10.9%	$14.89	+15.3%

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Financial Services 89.9%

Technology 6.7%

Energy 2.3%

Healthcare 0.6%

Consumer Defensive 0.6%