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Portfolio (Quarterly) Guide ↗

BALLAST ADVISORS LLC

· CIK 0001803415
13F Portfolio $344M AUM 394 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 225 New 40 Added 65 Reduced 7 Exited
Page 20 of 20  ·  393 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 KMB KIMBERLY CLARK CORP COM Consumer Defensive 10.0 $1K NEW $100.00 +0.6%
382 IVOL QUADRATIC INTEREST RATE VLTLY AND INFLTN HDG ETF 49.0 $1K NEW $20.41 -12.7%
383 MRVL MARVELL TECHNOLOGY GROUP LTD Technology 10.0 $1K NEW $100.00 +106.4%
384 NLOP NET LEASE OFFICE PROPERTIES Real Estate 66.0 $1K NEW $15.15 -21.3%
385 NEE NEXTERA ENERGY INC COM Utilities 11.0 $1K NEW $90.91 -3.2%
386 NUSC NUSHARES ESG SMALL-CAP ETF 25.0 $1K NEW $40.00 +25.7%
387 O REALTY INCM CORP Real Estate 19.0 $1K NEW $52.63 +17.9%
388 SOUN SOUNDHOUND AI INC Technology 200.0 $1K NEW $5.00 +68.8%
389 TSCO TRACTOR SUPPLY CO Consumer Cyclical 16.0 $1K NEW $62.50 -50.1%
390 BIV VANGUARD INTERMEDIATE 18.0 $1K NEW $55.56 +38.2%
391 FS SPECIALTY LENDING FUND 54.0 $1K NEW $18.52
392 TEVA TEVA PHARM INDS LTD Healthcare 15.0 NEW
393 MICC MAGNUM ICE CREAM COMPANY NV Consumer Defensive 29.0 NEW
Page 20 of 20  ·  393 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 37.4%
Financial Services 15.9%
Energy 12.6%
Consumer Cyclical 7.1%
Industrials 6.6%
Communication Services 6.1%
Healthcare 5.9%
Consumer Defensive 4.9%
Basic Materials 2.4%
Utilities 1.0%