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Portfolio (Quarterly) Guide ↗

XML Financial, LLC

· CIK 0001800465
13F Portfolio $1.2B AUM 421 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 30 New 153 Added 175 Reduced 51 Exited
Page 21 of 22  ·  421 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 SEZL SEZZLE INC Financial Services 3,218.0 $204K 0.02% NEW $63.29 +55.6%
402 AFL AFLAC INC Financial Services 1,850.0 $203K 0.02% $109.71 +7.7%
403 FMN FEDERATED HERMES PREM MUNI I Financial Services 17,920.0 $196K 0.02% $10.93 +1.8%
404 KVUE KENVUE INC Consumer Defensive 10,550.0 $182K 0.01% -3K -23.8% $17.24 -0.6%
405 NPK INTERNATIONAL INC 12,485.0 $181K 0.01% NEW $14.49
406 KREF KKR REAL ESTATE FIN TR INC Real Estate 28,650.0 $175K 0.01% -8K -21.1% $6.12 +5.9%
407 DNP DNP SELECT INCOME FD INC Financial Services 16,667.0 $172K 0.01% +296.0 +1.8% $10.30 +3.4%
408 RFMZ RIVERNORTH FLEXIBLE MUNI INC Financial Services 13,000.0 $164K 0.01% $12.65 +3.3%
409 RMI RIVERNORTH OPPORTUNISTIC MUN Financial Services 10,000.0 $151K 0.01% -500.0 -4.8% $15.06 +0.6%
410 ABCL ABCELLERA BIOLOGICS INC Healthcare 42,025.0 $147K 0.01% $3.49 +17.3%
411 PSEC PROSPECT CAP CORP Financial Services 52,149.0 $136K 0.01% -35K -40.1% $2.61 -16.9%
412 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 12,700.0 $132K 0.01% $10.38 -2.7%
413 ONDS ONDAS INC Technology 14,500.0 $131K 0.01% NEW $9.04 +7.6%
414 F FORD MTR CO Consumer Cyclical 11,348.0 $131K 0.01% -13K -52.5% $11.54 +14.5%
415 CHW CALAMOS GBL DYN INCOME FUND Financial Services 17,200.0 $125K 0.01% $7.26 +16.7%
416 BDJ BLACKROCK ENHANCED EQUITY DI Financial Services 13,783.0 $119K 0.01% -3K -19.5% $8.62 +3.5%
417 IAE VOYA ASIA PAC HIGH DIV EQT I Financial Services 15,551.0 $115K 0.01% $7.37 +10.6%
418 MFG MIZUHO FINANCIAL GROUP INC Financial Services 12,600.0 $100K 0.01% $7.94 +5.2%
419 COMP COMPASS INC Technology 11,185.0 $82K 0.01% $7.31 +10.9%
420 MGNX MACROGENICS INC Healthcare 24,836.0 $72K 0.01% -500.0 -2.0% $2.89 +44.3%
Page 21 of 22  ·  421 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 23.7%
Financial Services 23.6%
Industrials 13.0%
Healthcare 10.9%
Energy 7.0%
Communication Services 6.7%
Consumer Cyclical 5.0%
Consumer Defensive 3.6%
Basic Materials 2.5%
Utilities 2.0%