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Portfolio (Quarterly) Guide ↗

Occidental Asset Management, LLC

· CIK 0001770994
13F Portfolio $844M AUM 284 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 35 New 147 Added 59 Reduced 46 Exited
Page 15 of 15  ·  284 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 NUVEEN CR STRATEGIES INCOME 10,756.0 $52K 0.01% -3K -21.0% $4.87
282 HIO WESTERN ASSET HIGH INCOME OP Financial Services 13,786.0 $50K 0.01% +2K +19.8% $3.63 -1.1%
283 WMB CALL WILLIAMS COS INC Energy 1,500.0 $30K 0.00% $19.70 +294.3%
284 AMZN CALL AMAZON COM INC Consumer Cyclical 200.0 $214.0 NEW $1.07 +24137.4%
Page 15 of 15  ·  284 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.9%
Financial Services 10.0%
Communication Services 9.7%
Healthcare 8.9%
Industrials 8.0%
Consumer Defensive 6.1%
Consumer Cyclical 5.8%
Basic Materials 4.4%
Energy 3.2%
Utilities 3.1%