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Portfolio (Quarterly) Guide ↗

Occidental Asset Management, LLC

· CIK 0001770994
13F Portfolio $844M AUM 284 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 35 New 147 Added 59 Reduced 46 Exited
Page 14 of 15  ·  284 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 USB US BANCORP Financial Services 3,984.0 $207K 0.03% +159.0 +4.2% $52.01 +2.8%
262 DXJ WISDOMTREE TR 1,306.0 $207K 0.03% NEW $158.58 +6.2%
263 MDY STATE STR SPDR S&P MIDCAP 40 Financial Services 333.0 $205K 0.02% $616.76 +5.7%
264 VOOG VANGUARD ADMIRAL FDS INC 502.0 $205K 0.02% $408.06 -80.2%
265 VONG VANGUARD SCOTTSDALE FDS 1,865.0 $205K 0.02% -155.0 -7.7% $109.69 +15.5%
266 VONV VANGUARD SCOTTSDALE FDS 2,174.0 $204K 0.02% -130.0 -5.6% $93.74 +8.4%
267 MUNI PIMCO ETF TR 3,846.0 $201K 0.02% $52.19 -0.6%
268 EIX EDISON INTL Utilities 2,742.0 $201K 0.02% NEW $73.19 -5.5%
269 AOD ABRDN TOTAL DYNAMIC DIVIDEND Financial Services 21,760.0 $200K 0.02% -2K -7.6% $9.21 +12.9%
270 BN BROOKFIELD CORP Financial Services 4,948.0 $200K 0.02% -384.0 -7.2% $40.47 +9.4%
271 MMU WESTERN ASSET MANAGED MUNS F Financial Services 12,733.0 $131K 0.02% +789.0 +6.6% $10.28 -2.2%
272 ACP ABRDN INCOME CREDIT STRATEGI Financial Services 24,076.0 $123K 0.01% $5.10 +4.3%
273 EMD WESTERN ASSET EMERGING MKTS Financial Services 12,390.0 $122K 0.01% -1K -10.7% $9.82 +5.0%
274 NRK NUVEEN NY AMT FREE Financial Services 11,725.0 $120K 0.01% NEW $10.21 +0.8%
275 MHD BLACKROCK MUNIHOLDINGS FD IN Financial Services 10,612.0 $120K 0.01% NEW $11.28 -0.2%
276 WU WESTERN UN CO Financial Services 12,774.0 $112K 0.01% NEW $8.73 -3.1%
277 BLACKROCK TECH AND PRIVATE E 14,078.0 $93K 0.01% NEW $6.60
278 KREF KKR REAL ESTATE FIN TR INC Real Estate 10,953.0 $67K 0.01% NEW $6.12 +5.4%
279 IGR CBRE GBL REAL ESTATE INC FD Financial Services 13,824.0 $61K 0.01% -3K -17.6% $4.39 +5.2%
280 RPD RAPID7 INC Technology 10,548.0 $58K 0.01% NEW $5.51 +22.1%
Page 14 of 15  ·  284 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 39.9%
Financial Services 10.0%
Communication Services 9.7%
Healthcare 8.9%
Industrials 8.0%
Consumer Defensive 6.1%
Consumer Cyclical 5.8%
Basic Materials 4.4%
Energy 3.2%
Utilities 3.1%