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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 49 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
961 BONK ORD 28.0
962 LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) 20.0
963 GEN DIGITAL CONTINGENT VALUE RTS 90.0
964 NOVELSTEM INTERNATIONAL ORD (PNK) 25,000.0
965 OCEAN BIOMEDICAL ORD 600.0
966 VIVOSIM LABS ORD 200.0 NEW
967 PARKERVISION ORD (PNK) 50.0 -42K -99.9%
968 PINNACLE FINANCIAL PARTNERS ORD 5.0 -20.0 -80.0%
969 QUANTINUUM CL A ORD 10.0 NEW
970 RALLIANT ORD 5.0 -1K -99.6%
971 REMARK HOLDINGS INC 1,200.0
972 SIGNATURE 40 DS REP SRS A PRF 200.0
973 CALL SNDL ORD 15.0
974 TOKYO ELECTRON ADR (PNK) 1.0 -873.0 -99.9%
975 CRITICAL METALS ORD 40.0 -15K -99.7%
976 KOCHAV DEFENSE ACQUISITION UNT 75.0 +25.0 +50.0%
977 PYROPHYTE ACQUISITION II UNT 52.0 -119.0 -69.6%
978 SILVERBOX IV CL A ORD 37.0
979 PUT THERAVANCE BIOPHARMA ORD 50.0 NEW
980 ZENVIA CL A ORD 8,000.0
Page 49 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%