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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 48 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
941 FROG JFROG ORD Technology 10.0 NEW
942 ZIM CALL ZIM INTEGRATED SHIPPING SERVICES ORD Industrials 3.0 NEW
943 CALL AELUMA ORD (NMS) 10.0 NEW
944 AYTU BIOPHARMA ORD 110.0 +20.0 +22.2%
945 PUT BALDWIN INSURANCE GROUP CL A ORD (NMS) 30.0 NEW
946 BERKSHIRE HATHAWAY CL B ORD 1.0
947 BRIACELL THERAPEUTICS ORD 10.0 NEW
948 BROWN FORMAN CL A ORD 20.0 -40.0 -66.7%
949 MERCEDES BENZ GROUP ADR (PNK) 3.0 NEW
950 CALL DIGITALBRIDGE GROUP CL A ORD 10.0
951 PUT DIGITALBRIDGE GROUP CL A ORD 8.0
952 EAGLE NUCLEAR ENERGY CORP 90.0
953 ENSYSCE BIOSCIENCES ORD 3,000.0
954 FEDERAL HOME LN MOR NON CUM PERP PRF (PNK) 100.0 NEW
955 FEDEX FREIGHT HOLDING COMPANY INC 6.0 NEW
956 CALL GBANK FINL HLDGS ORD 20.0 NEW
957 HELIOS AND MATHESON ANALYTICS ORD 1,002.0
958 CALL IMMUNITYBIO ORD 50.0 NEW
959 INCEPTION GROWTH ACQUISITION RTS 1,300.0
960 INFINEON TECHNOL ADR REP 1 ORD (PNK) 10.0 NEW
Page 48 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%