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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 47 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
921 SMG CALL SCOTTS MIRACLE GRO ORD Basic Materials 10.0 +5.0 +100.0%
922 SBET SHARPLINK ORD Financial Services 35.0
923 SHLS CALL SHOALS TECHNOLOGIES GROUP CL A ORD (NMS) Energy 25.0 NEW
924 SIMO CALL SILICON MOTION TECHNO ADR REP 4 ORD Technology 1.0 NEW
925 SRFM SURF AIR MOBILITY ORD Industrials 400.0 NEW
926 TEM CALL TEMPUS AI CL A ORD Healthcare 17.0 NEW
927 TVGN TEVOGEN BIO HOLDINGS ORD Healthcare 30.0
928 BNO CALL UNITED STATES BRENT OIL ETF (PSE) Financial Services 15.0 NEW
929 UNIT UNITI GROUP ORD Real Estate 60.0 -8K -99.2%
930 UMAC CALL UNUSUAL MACHINES ORD Financial Services 1.0 NEW
931 VECO VEECO INSTRUMENTS ORD Technology 1.0 NEW
932 COCO PUT THE VITA COCO COMPANY ORD Consumer Defensive 14.0 NEW
933 VZLA CALL VIZSLA SILVER ORD (ASE) Basic Materials 150.0 NEW
934 WHG WESTWOOD HOLDINGS GROUP ORD Financial Services 50.0
935 CPRI CALL CAPRI HOLDINGS ORD Consumer Cyclical 5.0
936 CPRI PUT CAPRI HOLDINGS ORD Consumer Cyclical 5.0 -6.0 -54.5%
937 ROIV ROIVANT SCIENCES ORD Healthcare 10.0 -30.0 -75.0%
938 CRSP CRISPR THERAPEUTICS ORD Healthcare 10.0 NEW
939 DRTS ALPHA TAU MEDICAL ORD Healthcare 40.0 NEW
940 ARBE CALL ARBE ROBOTICS ORD Technology 52.0
Page 47 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%