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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 45 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 FPS FORGENT POWER SOLUTIONS CL A ORD Industrials 1.0 NEW
882 FIGR CALL FIGURE TECHNOLOGY SOLUTIONS CL A ORD (NMS) Financial Services 10.0 NEW
883 HPE CALL HEWLETT PACKARD ENTERPRISE ORD Technology 10.0 NEW
884 EWY PUT ISHARES MSCI SOUTH KOREA ETF 20.0 NEW
885 SOXX PUT ISHARES SEMICONDUCTOR ETF 200.0 NEW
886 KEEL CALL KEEL INFRASTRUCTURE ORD Technology 20.0 NEW
887 KOPN KOPIN ORD Technology 10.0 NEW
888 LMND LEMONADE INC Financial Services 15.0 NEW
889 LEVI CALL LEVI STRAUSS CL A ORD (NYS) Consumer Cyclical 1.0 -9.0 -90.0%
890 LWLG CALL LIGHTWAVE LOGIC ORD Basic Materials 84.0 NEW
891 LPSN PUT LIVEPERSON ORD Technology 25.0 NEW
892 MBI MBIA ORD Financial Services 150.0
893 MGM CALL MGM RESORTS INTERNATIONAL ORD Consumer Cyclical 1.0 NEW
894 MSTR PUT STRATEGY CL A ORD Technology 10.0 NEW
895 MOB MOBILICOM ORD Technology 190.0
896 MRNA MODERNA ORD Healthcare 10.0 NEW
897 NTAP CALL NETAPP ORD Technology 5.0 NEW
898 NFE NEW FORTRESS ENERGY CL A ORD Utilities 2,000.0
899 NXDR NEXTDOOR HOLDINGS CL A ORD Communication Services 100.0 -200.0 -66.7%
900 NKE CALL NIKE CL B ORD Consumer Cyclical 19.0 NEW
Page 45 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%