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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 42 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 UBER CALL UBER TECHNOLOGIES INC Technology 27.0 $1K -43.0 -61.4% $37.04 +102.5%
822 UAMY CALL UNITED STATES ANTIMONY ORD (ASE) Basic Materials 150.0 $1K NEW $6.67 -15.7%
823 SMH PUT VANECK SEMICONDUCTOR ETF 2.0 $1K NEW $500.00 +18.8%
824 ZBH ZIMMER BIOMET HOLDINGS ORD Healthcare 15.0 $1K -200.0 -93.0% $66.67 +47.3%
825 ZM CALL ZOOM COMMUNICATIONS CL A ORD Technology 14.0 $1K NEW $71.43 +47.8%
826 AACB ARTIUS II ACQUISITION CL A ORD Financial Services 112.0 $1K $8.93 +18.6%
827 TSEM TOWER SEMICONDUCTOR ORD Technology 7.0 $1K -293.0 -97.7% $142.86 +84.6%
828 QURE CALL UNIQURE ORD Healthcare 35.0 $1K +5.0 +16.7% $28.57 +67.9%
829 AFRICAN AGRICULTURE HOLDINGS ORD 126,820.0 $1K $0.01
830 FOLD HOLDINGS CL A ORD 3,000.0 $1K $0.33
831 FEDERL HOME LOAN MRTG 5.57 PERP PRF 200.0 $1K NEW $5.00
832 FEDERAL NATIONAL MORTGAGE ORD 200.0 $1K NEW $5.00
833 GOLDMAN SACHS DS RPT 1/1000 SR A PRF 100.0 $1K -100.0 -50.0% $10.00
834 CALL HAWKEYE 360 ORD 50.0 $1K NEW $20.00
835 LATCH ORD 10,001.0 $1K $0.10
836 LIANBIO ADR 14,000.0 $1K $0.07
837 FIGX CAPITAL ACQUISITION UNT 100.0 $1K $10.00
838 RENATUS TACTICAL ACQUISITION I UNT 100.0 $1K $10.00
839 SILICON VALLEY ACQUISITION UNT 140.0 $1K -260.0 -65.0% $7.14
840 SOREN ACQUISITION UNT 100.0 $1K $10.00
Page 42 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%