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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 39 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 MANU MANCHESTER UNITED CL A ORD Communication Services 100.0 $2K 0.00% $20.00 +17.2%
762 CARVER BANCORP ORD 1,600.0 $2K 0.00% $1.25
763 KARDIGAN ORD 100.0 $2K 0.00% NEW $20.00
764 XPLR INFRASTRUCTURE ORD 190.0 $2K 0.00% -10.0 -5.0% $10.53
765 SNDL ORD 1,500.0 $2K 0.00% +500.0 +50.0% $1.33
766 TRINITY PLACE HOLDINGS ORD 108,930.0 $2K 0.00% $0.02
767 HALL CHADWICK ACQUISITION CL A ORD 200.0 $2K 0.00% NEW $10.00
768 HCM III ACQUISITION UNT 200.0 $2K 0.00% $10.00
769 AEM CALL AGNICO EAGLE ORD Basic Materials 10.0 $1K NEW $100.00 +86.4%
770 ABNB CALL AIRBNB CL A ORD Consumer Cyclical 10.0 $1K NEW $100.00 +85.8%
771 GOOGL CALL ALPHABET CL A ORD Communication Services 5.0 $1K NEW $200.00 +71.5%
772 BANC BANC OF CALIFORNIA ORD Financial Services 50.0 $1K $20.00 -3.0%
773 BRUN BOOST RUN CL A ORD 50.0 $1K NEW $20.00 +5.0%
774 TACK FAIRLEAD TACTICAL SECTOR ETF 50.0 $1K $20.00 +63.4%
775 CLBK COLUMBIA FINANCIAL ORD Financial Services 93.0 $1K $10.75 +8.9%
776 CODI CALL COMPASS DIVERSIFIED ORD (NYS) Industrials 500.0 $1K NEW $2.00 +503.5%
777 COUR CALL COURSERA ORD (NYS) Consumer Defensive 198.0 $1K NEW $5.05 +12.8%
778 CCRN CROSS COUNTRY HEALTHCARE ORD Healthcare 100.0 $1K NEW $10.00 +32.5%
779 DHI D R HORTON ORD Consumer Cyclical 10.0 $1K NEW $100.00 +47.2%
780 DG DOLLAR GENERAL ORD Consumer Defensive 10.0 $1K NEW $100.00 +23.1%
Page 39 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%