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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 38 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 ASTL CALL ALGOMA STEEL GROUP ORD Basic Materials 600.0 $2K 0.00% -5K -89.3% $3.33 +22.7%
742 CRON CRONOS GROUP ORD Healthcare 1,000.0 $2K 0.00% $2.00 +60.5%
743 DASH DOORDASH CL A ORD Communication Services 16.0 $2K 0.00% NEW $125.00 +73.1%
744 GSAT CALL GLOBALSTAR VTG ORD (ASE) Communication Services 282.0 $2K 0.00% NEW $7.09 +1068.7%
745 JHX CALL JAMES HARDIE ORD Basic Materials 100.0 $2K 0.00% NEW $20.00 +46.5%
746 LHX L3HARRIS TECHNOLOGIES ORD Industrials 10.0 $2K 0.00% NEW $200.00 +39.8%
747 MAGN MAGNERA ORD Industrials 245.0 $2K 0.00% -30.0 -10.9% $8.16 +49.8%
748 NN CALL NEXTNAV ORD Communication Services 164.0 $2K 0.00% +18.0 +12.3% $12.20 +57.2%
749 BIBL INSPIRE 100 ETF 50.0 $2K 0.00% $40.00 +40.2%
750 NXP NUVEEN SELECT TAX-FREE INCOME CF Financial Services 200.0 $2K 0.00% $10.00 +41.9%
751 NNY NUVEEN NEW YORK MUNICIPAL VALUE CF Financial Services 300.0 $2K 0.00% $6.67 +23.8%
752 NPV NUVEEN VIRGINIA QLTY MNCPL INCM CF Financial Services 200.0 $2K 0.00% $10.00 +7.6%
753 PZZA CALL PAPA JOHNS INTERNATIONAL ORD Consumer Cyclical 75.0 $2K 0.00% NEW $26.67 -12.4%
754 RCS PIMCO STRATEGIC INCOME CF Financial Services 500.0 $2K 0.00% $4.00 +31.2%
755 PGP PIMCO GLOBAL STOCKSPLUS INCOME CF Financial Services 300.0 $2K 0.00% $6.67 +30.1%
756 UGL CALL PROSHARES ULTRA GOLD ETF Financial Services 50.0 $2K 0.00% $40.00 +26.6%
757 TLRY CALL TILRAY BRANDS ORD Healthcare 585.0 $2K 0.00% +15.0 +2.6% $3.42 +30.7%
758 USO CALL UNITED STATES OIL ETF Financial Services 20.0 $2K 0.00% NEW $100.00 +30.7%
759 UPST CALL UPSTART HOLDINGS ORD Financial Services 70.0 $2K 0.00% NEW $28.57 +1.9%
760 XE X-ENERGY CL A ORD Industrials 140.0 $2K 0.00% NEW $14.29 +32.0%
Page 38 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%