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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 37 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 NUV NUVEEN MUNICIPAL VALUE CF Financial Services 400.0 $3K 0.00% $7.50 +19.9%
722 PFL PIMCO INCOME STRATEGY CF Financial Services 500.0 $3K 0.00% $6.00 +27.3%
723 QSI QUANTUM SI CL A ORD Healthcare 4,000.0 $3K 0.00% $0.75 -3.1%
724 O REALTY INCOME REIT ORD Real Estate 50.0 $3K 0.00% NEW $60.00 +4.0%
725 HOOD CALL ROBINHOOD MARKETS CL A ORD Financial Services 30.0 $3K 0.00% NEW $100.00 -6.9%
726 WULF CALL TERAWULF ORD Financial Services 139.0 $3K 0.00% NEW $21.58 -26.4%
727 UEC URANIUM ENERGY ORD Energy 330.0 $3K 0.00% +10.0 +3.1% $9.09 +18.5%
728 VALE VALE ADR REPTG ONE ORD Basic Materials 200.0 $3K 0.00% -29K -99.3% $15.00 -8.2%
729 GDX CALL VANECK GOLD MINERS ETF 40.0 $3K 0.00% NEW $75.00 +19.1%
730 VFF VILLAGE FARMS INTERNATIONAL ORD Consumer Defensive 1,500.0 $3K 0.00% +250.0 +20.0% $2.00 +27.8%
731 XFLT XAI FLOATING RATE AND ALTE INCOME CF Financial Services 200.0 $3K 0.00% $15.00 +29.0%
732 KCHV KOCHAV DEFENSE ACQUISITION CL A ORD Financial Services 290.0 $3K 0.00% $10.34 +0.9%
733 IRON HORSE ACQUISITION II UNT 330.0 $3K 0.00% +130.0 +65.0% $9.09
734 ORGANIGRAM GLOBAL ORD 3,150.0 $3K 0.00% NEW $0.95
735 PETROLEO BRASILEIRO ADR REPSTG 2 PRF 240.0 $3K 0.00% $12.50
736 PROCAP FINANCIAL ORD 2,200.0 $3K 0.00% $1.36
737 NIXXY ORD 2,500.0 $3K 0.00% -2K -50.0% $1.20
738 AMERICAN DRIVE ACQUISITION UNT 320.0 $3K 0.00% -100.0 -23.8% $9.38
739 COHEN CIRCLE ACQUISITION CORP II 305.0 $3K 0.00% NEW $9.84
740 ABBV ABBVIE ORD Healthcare 10.0 $2K 0.00% NEW $200.00 +28.7%
Page 37 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%