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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 35 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 SGML CALL SIGMA LITHIUM ORD Basic Materials 472.0 $5K 0.00% -333.0 -41.4% $10.59 +4.0%
682 ASTRONICS CL B ORD 67.0 $5K 0.00% $74.63
683 DEEP FISSION ORD 500.0 $5K 0.00% NEW $10.00
684 FIFTH THRD BNCRP 40 DS RP CL B PRF 220.0 $5K 0.00% NEW $22.73
685 AI FINANCIAL ORD 9,300.0 $5K 0.00% $0.54
686 M3 BRIGADE ACQUISITION VI CL A ORD 500.0 $5K 0.00% NEW $10.00
687 ZOOZ STRATEGY ORD 1,000.0 $5K 0.00% NEW $5.00
688 AA CALL ALCOA ORD Basic Materials 93.0 $4K 0.00% NEW $43.01 +15.6%
689 COLD AMERICOLD REALTY ORD Real Estate 300.0 $4K 0.00% NEW $13.33 +11.9%
690 ARI APOLLO COMM REAL EST FIN REIT ORD Real Estate 400.0 $4K 0.00% NEW $10.00 -31.9%
691 DMB BNY MELLON MNCPL BND INFRSTR NAV CF Financial Services 400.0 $4K 0.00% $10.00 +6.1%
692 BSX CALL BOSTON SCIENTIFIC ORD (NYS) Healthcare 100.0 $4K 0.00% NEW $40.00 +28.5%
693 VISN VISTANCE NETWORKS ORD Technology 320.0 $4K 0.00% -10K -96.9% $12.50 -9.4%
694 IE CALL IVANHOE ELECTRIC INC Technology 500.0 $4K 0.00% +200.0 +66.7% $8.00 +26.6%
695 NCA NUVEEN CALIFORNIA MUNICIPAL VALUE CF Financial Services 500.0 $4K 0.00% $8.00 +15.1%
696 ONDS ONDAS ORD Technology 500.0 $4K 0.00% +480.0 +2400.0% $8.00 +12.1%
697 PINS PINTEREST CL A ORD Communication Services 199.0 $4K 0.00% NEW $20.10 +16.8%
698 PAGP PLAINS GP HOLDINGS LMT PART CL A UNT Energy 200.0 $4K 0.00% NEW $20.00 +31.8%
699 XLE CALL STATE STRET ENRGY SLECT SEC SPDR ETF 79.0 $4K 0.00% NEW $50.63 +25.6%
700 STAA STAAR SURGICAL ORD Healthcare 150.0 $4K 0.00% -50.0 -25.0% $26.67 -6.4%
Page 35 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%