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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 34 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 LPSN LIVEPERSON ORD Technology 3,500.0 $6K 0.00% NEW $1.71 +65.7%
662 MSM MSC INDUSTRIAL CL A ORD Industrials 56.0 $6K 0.00% -40.0 -41.7% $107.14 +14.4%
663 JGH NUVEEN GLOBAL HIGH INCOME CF Financial Services 500.0 $6K 0.00% $12.00 +3.8%
664 NDMO NUVEEN DYNAMIC MUNICI OPPORT CF Financial Services 600.0 $6K 0.00% $10.00 +0.1%
665 NPCT NUVEEN CORE PLUS IMPACT CF Financial Services 600.0 $6K 0.00% $10.00 -2.6%
666 Q QNITY ELECTRONICS ORD Technology 40.0 $6K 0.00% -4K -98.9% $150.00 -10.9%
667 SOLV SOLVENTUM ORD Healthcare 90.0 $6K 0.00% -100.0 -52.6% $66.67 +31.2%
668 VKTX CALL VIKING THERAPEUTICS ORD Healthcare 164.0 $6K 0.00% +102.0 +164.5% $36.59 -8.8%
669 DB DEUTSCHE BANK N ORD Financial Services 200.0 $6K 0.00% NEW $30.00 +27.0%
670 KODIAK ROBOTICS INC WRT 9,000.0 $6K 0.00% $0.67
671 VIDA GLOBAL CL A ORD 2,300.0 $6K 0.00% NEW $2.61
672 AEVA AEVA TECHNOLOGIES ORD Consumer Cyclical 200.0 $5K 0.00% NEW $25.00 -15.9%
673 AVB AVALONBAY COMMUNITIES REIT ORD Real Estate 28.0 $5K 0.00% +14.0 +100.0% $178.57 +3.1%
674 IMO IMPERIAL OIL ORD Energy 50.0 $5K 0.00% $100.00 +35.7%
675 SLV PUT ISHARES SILVER TRUST ETF Financial Services 100.0 $5K 0.00% NEW $50.00 +14.9%
676 LMT LOCKHEED MARTIN ORD Industrials 10.0 $5K 0.00% NEW $500.00 +21.4%
677 NOC NORTHROP GRUMMAN ORD Industrials 10.0 $5K 0.00% NEW $500.00 +17.8%
678 NAN NUVEEN NEW YORK QLTY MNCPL INCM CF Financial Services 500.0 $5K 0.00% $10.00 +10.7%
679 SMR NUSCALE POWER CL A ORD Utilities 500.0 $5K 0.00% NEW $10.00 -13.6%
680 RBLX ROBLOX CL A ORD Technology 99.0 $5K 0.00% -12K -99.2% $50.51 -25.4%
Page 34 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%