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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 33 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 OLN CALL OLIN ORD Basic Materials 125.0 $3K 0.00% NEW $24.00 -4.7%
642 UGL CALL PROSHARES ULTRA GOLD ETF Financial Services 50.0 $3K 0.00% $60.00 -25.1%
643 QSI QUANTUM SI CL A ORD Healthcare 4,000.0 $3K 0.00% $0.75 +11.8%
644 STAA STAAR SURGICAL ORD Healthcare 200.0 $3K 0.00% -70.0 -25.9% $15.00 +62.1%
645 TEVA PUT TEVA PHARMA IND ADR REP 1 ORD Healthcare 100.0 $3K 0.00% NEW $30.00 +5.0%
646 TLRY CALL TILRAY BRANDS ORD Healthcare 570.0 $3K 0.00% +20.0 +3.6% $5.26 -18.8%
647 VFF VILLAGE FARMS INTERNATIONAL ORD Consumer Defensive 1,250.0 $3K 0.00% $2.40 -17.1%
648 WBD PUT WARNER BROS. DISCOVERY SRS A ORD Communication Services 145.0 $3K 0.00% +65.0 +81.2% $20.69 +24.8%
649 XFLT XAI OCTGON FLOAT RTE ALTRNTV NAV CF Financial Services 200.0 $3K 0.00% NEW $15.00 +16.4%
650 CLEARWAY ENERGY CL A ORD 100.0 $3K 0.00% -100.0 -50.0% $30.00
651 FOLD HOLDINGS CL A ORD 3,000.0 $3K 0.00% $1.00
652 GOLDMAN SACHS DS RPT 1/1000 SR A PRF 200.0 $3K 0.00% $15.00
653 AES THE AES CORPORATION Utilities 200.0 $2K 0.00% -200.0 -50.0% $10.00 +48.2%
654 ANVS ANNOVIS BIO ORD Healthcare 1,000.0 $2K 0.00% -1K -50.0% $2.00 -12.5%
655 AVB AVALONBAY COMMUNITIES REIT ORD Real Estate 14.0 $2K 0.00% NEW $142.86 +33.6%
656 CRON CRONOS GROUP ORD Healthcare 1,000.0 $2K 0.00% -3K -74.9% $2.00 +40.0%
657 GAP GAP ORD Consumer Cyclical 103.0 $2K 0.00% -3K -96.4% $19.42 +1.9%
658 PEW GRABAGUN DIGITAL HOLDINGS ORD Industrials 750.0 $2K 0.00% $2.67 -8.1%
659 IONQ CALL IONQ ORD Technology 75.0 $2K 0.00% NEW $26.67 +33.6%
660 SCD LMP CAPITAL & INCM CF Financial Services 200.0 $2K 0.00% +100.0 +100.0% $10.00 +54.5%
Page 33 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%