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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 32 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 HCM III ACQUISITION CL A ORD SHS 1,000.0 $10K 0.00% -7K -87.5% $10.00
622 BABA CALL ALIBABA GROUP HOLDING ADR REP 8 ORD Consumer Cyclical 100.0 $9K 0.00% NEW $90.00 +42.5%
623 HSBC HSBC HOLDINGS ADR REP 5 ORD Financial Services 100.0 $9K 0.00% NEW $90.00 +14.6%
624 MMD NYLI MACKAY DEFINEDTM MUNI OPRT CF Financial Services 600.0 $9K 0.00% $15.00 +0.0%
625 JFR NUVEEN FLOATING RATE INCOME CF Financial Services 1,200.0 $9K 0.00% $7.50 +1.9%
626 PTIX PROTAGENIC THERAPEUTICS ORD Healthcare 25,000.0 $9K 0.00% $0.36 +0.0%
627 RUSHA RUSH ENTERPRISES CL A ORD Consumer Cyclical 132.0 $9K 0.00% NEW $68.18 +16.4%
628 SNDK PUT SANDISK ORD Technology 4.0 $9K 0.00% -5.0 -55.6% $2250.00 -27.7%
629 NUVEEN REAL ASSET INCOME AND GRO CF 700.0 $9K 0.00% $12.86
630 AMT CALL AMERICAN TOWER REIT Real Estate 50.0 $8K 0.00% $160.00 +7.7%
631 BHP BHP GROUP ADR Basic Materials 100.0 $8K 0.00% NEW $80.00 +11.4%
632 ENTG ENTEGRIS ORD Technology 50.0 $8K 0.00% NEW $160.00 -6.1%
633 GETY GETTY IMAGES HOLDINGS CL A ORD Communication Services 10,000.0 $8K 0.00% $0.80 -66.2%
634 MDU MDU RESOURCES GROUP ORD Industrials 400.0 $8K 0.00% $20.00 +2.2%
635 MCN XAI MADISON EQUITY PREMIUM INCOME CF Financial Services 1,600.0 $8K 0.00% $5.00 +12.4%
636 NMCO NUVEEN MUNICIPAL CREDIT OPPORTUN CF Financial Services 800.0 $8K 0.00% $10.00 +4.6%
637 PFLT PENNANTPARK FLOATING RATE CAPITA ORD Financial Services 1,200.0 $8K 0.00% $6.67 +9.8%
638 PFN PIMCO INCOME STRATEGY II CF Financial Services 1,200.0 $8K 0.00% $6.67 +5.6%
639 QID PROSHARES ULTRASHORT QQQ ETF 600.0 $8K 0.00% $13.33 +6.3%
640 SIRI CALL SIRIUSXM HOLDINGS ORD Communication Services 282.0 $8K 0.00% NEW $28.37 +0.9%
Page 32 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%