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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 29 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 MSTR STRATEGY CL A ORD Technology 195.0 $16K 0.01% NEW $82.05 +12.8%
562 PACB PACIFIC BIOSCIENCES OF CALIFRNIA ORD Healthcare 10,000.0 $16K 0.01% $1.60 -28.8%
563 PAXS PIMCO ACCESS INCOME CF Financial Services 1,100.0 $16K 0.01% $14.55 -3.8%
564 TASK TASKUS CL A ORD Technology 3,500.0 $16K 0.01% $4.57 +61.4%
565 TRST TRUSTCO BANK ORD Financial Services 300.0 $16K 0.01% $53.33 +7.5%
566 WFC WELLS FARGO ORD Financial Services 200.0 $16K 0.01% -5K -96.1% $80.00 +9.3%
567 ZIM ZIM INTEGRATED SHIPPING SERVICES ORD Industrials 630.0 $16K 0.01% -16K -96.1% $25.40 +12.2%
568 FEDERAL NATNL MORT SRS P NON CUM PRF (PNK) 2,000.0 $16K 0.01% $8.00
569 BSOL BITWISE SOLANA STAKING ETF Financial Services 1,500.0 $15K 0.01% NEW $10.00 +5.7%
570 CRBG COREBRIDGE FINANCIAL ORD Financial Services 550.0 $15K 0.01% -60.0 -9.8% $27.27 +21.4%
571 QQQE DIREXION NASDAQ 100 EQL WGT INDX ETF 126.0 $15K 0.01% +40.0 +46.5% $119.05 +3.0%
572 NBB NUVEEN TAXABLE MUNICIPAL INCM NAV CF Financial Services 1,000.0 $15K 0.01% $15.00 +2.1%
573 REZI RESIDEO TECHNOLOGIES ORD Industrials 500.0 $15K 0.01% NEW $30.00 -29.9%
574 ASTS CALL AST SPACEMOBILE CL A ORD Technology 158.0 $14K 0.01% +138.0 +690.0% $88.61 -24.3%
575 BILL BILL HOLDINGS ORD Technology 400.0 $14K 0.01% $35.00 +40.5%
576 GS GOLDMAN SACHS GROUP ORD Financial Services 14.0 $14K 0.01% NEW $1000.00 +4.0%
577 NMAI NUVEEN MULTI ASSET INCOME CF Financial Services 1,000.0 $14K 0.01% $14.00 +2.9%
578 SEER SEER CL A ORD Healthcare 8,500.0 $14K 0.01% $1.65 +22.6%
579 ERC ALLSPRING MULTI SECTOR INCOME CF Financial Services 1,600.0 $14K 0.01% $8.75 +5.4%
580 CPRI CAPRI HOLDINGS ORD Consumer Cyclical 770.0 $14K 0.01% -600.0 -43.8% $18.18 -20.7%
Page 29 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%