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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 28 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 POET POET TECHNOLOGIES ORD Technology 1,990.0 $20K 0.01% NEW $10.05 -16.0%
542 CXM SPRINKLR CL A ORD Technology 4,000.0 $20K 0.01% $5.00 +42.6%
543 LIBERTY CAPITAL SRS C ORD 950.0 $20K 0.01% +90.0 +10.5% $21.05
544 NUVEEN REAL ESTATE INCOME CF 2,400.0 $20K 0.01% $8.33
545 RYANAIR HOLDINGS ORD 309.0 $20K 0.01% $64.72
546 CVX CHEVRON ORD Energy 120.0 $19K 0.01% +20.0 +20.0% $158.33 +30.0%
547 USO PUT UNITED STATES OIL ETF Financial Services 185.0 $19K 0.01% +15.0 +8.8% $102.70 +27.5%
548 HERITAGE NOLA BANCORP ORD (PNK) 1,000.0 $19K 0.01% NEW $19.00
549 SFNC SIMMONS FIRST NATIONAL CL A ORD Financial Services 800.0 $18K 0.01% $22.50 +2.4%
550 SPRO SPERO THERAPEUTICS ORD Healthcare 8,300.0 $18K 0.01% +3K +56.6% $2.17 -43.3%
551 TEM TEMPUS AI CL A ORD Healthcare 320.0 $18K 0.01% NEW $56.25 +8.9%
552 AEXA CALL AMERICAN EXCEPTIONALISM ACQ CL A ORD Financial Services 1,600.0 $18K 0.01% NEW $11.25 +2.2%
553 TRANSLATIONAL ACQUISITION DVLNT ORD 1,744.0 $18K 0.01% NEW $10.32
554 IMXI CALL INTERNATIONAL MONEY EXPRESS ORD Technology 1,197.0 $17K 0.01% NEW $14.20 -0.2%
555 TLT PUT ISHARES 20 PLS YEAR TREASURY BND ETF 200.0 $17K 0.01% NEW $85.00 -2.3%
556 FLWS 1-800 FLOWERS.COM CL A ORD Consumer Cyclical 5,000.0 $17K 0.01% $3.40 +20.0%
557 PALISADE BIO ORD 8,500.0 $17K 0.01% -1K -14.6% $2.00
558 ARKK PUT ARK INNOVATION ETF 205.0 $16K 0.01% -15.0 -6.8% $78.05 +6.7%
559 ALB CALL ALBEMARLE ORD Basic Materials 120.0 $16K 0.01% NEW $133.33 +0.7%
560 CWK CRAWFORD CL B ORD Real Estate 1,585.0 $16K 0.01% NEW $10.09 +52.3%
Page 28 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%