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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 27 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 WSBC WESBANCO ORD Financial Services 600.0 $23K 0.01% $38.33 +7.4%
522 WY WEYERHAEUSER REIT Real Estate 1,000.0 $23K 0.01% -540.0 -35.1% $23.00 +7.0%
523 INHIBRX BIOSCIENCES ORD 250.0 $23K 0.01% $92.00
524 SEQUANS COMMUNICATIO ADR REP 100 ORD 6,800.0 $23K 0.01% $3.38
525 AAP ADVANCE AUTO PARTS ORD Consumer Cyclical 360.0 $22K 0.01% -60.0 -14.3% $61.11 -8.1%
526 NJR NJ RESOURCES ORD Utilities 400.0 $22K 0.01% $55.00 +0.1%
527 C3 METALS ORD 40,384.0 $22K 0.01% $0.54
528 GRANITE PNT MRTGG TR 7 00 SRS A PRF 1,294.0 $22K 0.01% NEW $17.00
529 VYNE THERAPEUTICS ORD 35,000.0 $22K 0.01% $0.63
530 MO ALTRIA GROUP ORD Consumer Defensive 300.0 $21K 0.01% -500.0 -62.5% $70.00 -5.7%
531 CIG COMPANHIA ENERG ADR REPG ONE PRF Utilities 10,000.0 $21K 0.01% +6K +150.0% $2.10 -8.1%
532 NAD NUVEEN QUALITY MUNICIPAL INCM CF Financial Services 1,800.0 $21K 0.01% $11.67 +1.2%
533 PDO PIMCO DYNAMIC INCOME OPPORT CF Financial Services 1,600.0 $21K 0.01% $13.12 -3.2%
534 UBER UBER TECHNOLOGIES INC Technology 300.0 $21K 0.01% -1K -80.0% $70.00 +11.5%
535 PATH UIPATH CL A ORD Technology 2,000.0 $21K 0.01% $10.50 +50.3%
536 TACO BERTO ACQUISITION ORD Financial Services 2,053.0 $21K 0.01% -347.0 -14.5% $10.23 +2.4%
537 ACRES COMMERCL RLTY 7 875 SRS D PRF 1,000.0 $21K 0.01% NEW $21.00
538 CC CHEMOURS ORD Basic Materials 1,000.0 $20K 0.01% $20.00 -20.4%
539 NVDA CALL NVIDIA ORD Technology 100.0 $20K 0.01% NEW $200.00 +8.8%
540 NZF NUVEEN MUNICIPAL CREDIT INCOME CF Financial Services 1,600.0 $20K 0.01% $12.50 -1.3%
Page 27 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%