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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 27 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 PACB PACIFIC BIOSCIENCES OF CALIFRNIA ORD Healthcare 10,000.0 $13K 0.01% $1.30 +7.7%
522 QID PROSHARES ULTRASHORT QQQ ETF 600.0 $13K 0.01% $21.67 -32.7%
523 TRST TRUSTCO BANK ORD Financial Services 300.0 $13K 0.01% $43.33 +28.5%
524 CNTB CONNECT BIOPHARMA HOLDINGS ORD Healthcare 5,000.0 $13K 0.01% NEW $2.60 -15.0%
525 MYSEUM ORD 8,500.0 $13K 0.01% NEW $1.53
526 MQY BLACKROCK MUNIYLD QUALITY FUND CF Financial Services 1,100.0 $12K 0.01% NEW $10.91 +4.9%
527 ENVX CALL ENOVIX ORD Industrials 2,362.0 $12K 0.01% +391.0 +19.8% $5.08 -5.0%
528 NMAI NUVEEN MULTI ASSET INCOME CF Financial Services 1,000.0 $12K 0.01% NEW $12.00 +15.8%
529 NPFD NUVEEN VARIABLE RATE PREF INCM CF Financial Services 700.0 $12K 0.01% NEW $17.14 +8.5%
530 PHK PIMCO HIGH INCOME CF Financial Services 2,600.0 $12K 0.01% $4.62 +1.0%
531 SOLV SOLVENTUM ORD Healthcare 190.0 $12K 0.01% -20.0 -9.5% $63.16 +24.4%
532 SPRO SPERO THERAPEUTICS ORD Healthcare 5,300.0 $12K 0.01% $2.26 -39.0%
533 UMAC UNUSUAL MACHINES ORD Financial Services 1,000.0 $12K 0.01% -119K -99.2% $12.00 +62.8%
534 MOUNTAIN PROVINCE DIAMONDS ORD 325,000.0 $12K 0.01% $0.04
535 OFS CAPITAL 7 50 NTS 500.0 $12K 0.01% NEW $24.00
536 EVH EVOLENT HEALTH CL A ORD Healthcare 5,000.0 $11K 0.01% $2.20 +165.9%
537 NRK NUVEEN NY AMT FREE QLT MNCPL INCM CF Financial Services 1,100.0 $11K 0.01% NEW $10.00 +4.8%
538 PDX PIMCO DYNAMIC INCOME STRATEGY CF Financial Services 500.0 $11K 0.01% NEW $22.00 -3.9%
539 PCN PIMCO CORP INCOME CF Financial Services 1,000.0 $11K 0.01% $11.00 +6.8%
540 EAD ALLSPRING INCOME OPPORTUNITIES CF Financial Services 1,800.0 $11K 0.01% NEW $6.11 +4.6%
Page 27 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%