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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 23 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 RRX REGAL REXNORD ORD Industrials 184.0 $43K 0.01% NEW $233.70 -26.5%
442 LIBERTY CAPITAL SRS A ORD 1,933.0 $42K 0.01% $21.73
443 PROK PROKIDNEY CL A ORD Healthcare 21,000.0 $42K 0.01% +20K +2000.0% $2.00 -31.0%
444 HORIZON QUANTUM HOLDINGS CL A ORD 1,500.0 $41K 0.01% NEW $27.33
445 JAMES RIVER GROUP HOLDINGS ORD 9,373.0 $41K 0.01% -47K -83.3% $4.37
446 AZUL S A ADR 4,646.0 $41K 0.01% NEW $8.82
447 GDXY YIELDMAX GOLD MNR OPT STRGY ETF 4,000.0 $40K 0.01% NEW $10.00 +8.9%
448 ARCO ARCOS DORADOS HOLDINGS CL A ORD Consumer Cyclical 5,000.0 $40K 0.01% NEW $8.00 -3.8%
449 GTN GRAY MEDIA ORD Communication Services 10,000.0 $39K 0.01% -3K -23.1% $3.90 +24.6%
450 OST OSTIN TECHNOLOGY GROUP CL A ORD Technology 23,163.0 $39K 0.01% NEW $1.68 +0.7%
451 PTY PIMCO CORPORATE OPPORTUNITY CF Financial Services 3,200.0 $38K 0.01% $11.88 -1.7%
452 SOXS DIREXION SEMICONDUCTOR BEAR 3X ETF 12,000.0 $38K 0.01% NEW $3.17 +1295.5%
453 BLUEROCK ACQUISITION UNT 3,800.0 $38K 0.01% $10.00
454 FLAGSTAR BANK NATIONAL ASSOCIATI ORD 2,538.0 $37K 0.01% -3K -50.2% $14.58
455 TCOM TRIP COM GROUP ADR REP ORD Consumer Cyclical 940.0 $37K 0.01% NEW $39.36 +13.2%
456 BBVA BANCO BILBAO VIZCAYA ARGENTARIA ADR Financial Services 1,500.0 $37K 0.01% NEW $24.67 +16.7%
457 OBA OXLEY BRIDGE ACQUISITION LTD Financial Services 3,626.0 $37K 0.01% +21.0 +0.6% $10.20 +0.9%
458 HBAN HUNTINGTON BANCSHARES ORD Financial Services 2,100.0 $37K 0.01% -1K -40.0% $17.62 +0.2%
459 SPXX NUVEEN S P 500 DYNAMIC OVRWRT CF Financial Services 2,000.0 $37K 0.01% $18.50 +3.2%
460 GEF GREIF CL A ORD Consumer Cyclical 500.0 $37K 0.01% -100.0 -16.7% $74.00 +17.3%
Page 23 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%