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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 2 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 FDRL NTNL MRTGG ASCTN SRS O PRF 120,562.0 $2.1M 0.76% $17.49
22 DELL DELL TECHNOLOGIES CL C ORD Technology 4,885.0 $2.1M 0.76% +5K +10000.0% $431.32 +11.2%
23 ASTS AST SPACEMOBILE CL A ORD Technology 23,602.0 $2.1M 0.75% +19K +403.2% $88.85 -19.9%
24 AUR AURORA INNOVATION CL A ORD Technology 298,497.0 $2.0M 0.73% +50K +20.2% $6.82 +2.2%
25 SPYI NEOS S AND P 500 HIGH INCOME ETF 37,000.0 $2.0M 0.71% NEW $53.08 +2.2%
26 MU MICRON TECHNOLOGY ORD Technology 1,699.0 $2.0M 0.70% +2K +3298.0% $1154.21 -12.3%
27 IMXI INTERNATIONAL MONEY EXPRESS ORD Technology 135,000.0 $1.9M 0.70% NEW $14.44 +3.1%
28 GNSS GENASYS ORD Technology 1,145,726.0 $1.9M 0.70% +470K +69.6% $1.70 +7.7%
29 BBCQ BLEICHROEDER ACQUISITN II CL A ORD Financial Services 187,620.0 $1.9M 0.70% +187K +10000.0% $10.32 -1.5%
30 WBD WARNER BROS. DISCOVERY SRS A ORD Communication Services 69,250.0 $1.8M 0.66% -37K -34.6% $26.66 +4.8%
31 PERCEPTIVE CAPITAL SOLUTION CL A ORD 160,465.0 $1.7M 0.63% +95K +145.5% $10.87
32 LRCX LAM RESEARCH ORD Technology 4,000.0 $1.7M 0.62% NEW $433.25 -20.6%
33 KINS KINGSTONE COMPANIES ORD Financial Services 89,011.0 $1.7M 0.61% -22K -19.8% $19.02 +4.6%
34 LLY ELI LILLY ORD Healthcare 1,393.0 $1.7M 0.60% -209.0 -13.1% $1198.85 -1.1%
35 EA ELECTRONIC ARTS ORD Communication Services 8,010.0 $1.6M 0.59% +6K +290.7% $204.99 +2.3%
36 ZM ZOOM COMMUNICATIONS CL A ORD Technology 18,603.0 $1.6M 0.58% NEW $86.28 +22.4%
37 AMZN AMAZON COM ORD Consumer Cyclical 6,720.0 $1.6M 0.57% +5K +288.4% $238.24 +9.7%
38 FUTURECREST ACQUISITION CL A ORD 150,045.0 $1.5M 0.56% +2K +1.1% $10.30
39 AES THE AES CORPORATION Utilities 100,100.0 $1.5M 0.53% +100K +10000.0% $14.66 +0.7%
40 CHURCHILL CAPITAL XI CL A ORD 83,941.0 $1.5M 0.53% NEW $17.44
Page 2 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%