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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 19 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 MAPS WM TECHNOLOGY CL A ORD Technology 75,000.0 $49K 0.02% $0.65 -41.8%
362 WAB WABTEC ORD Industrials 200.0 $49K 0.02% $245.00 +7.6%
363 NEA NUVEEN AMT FREE QLTY MNCPL INCM CF Financial Services 4,400.0 $49K 0.02% NEW $11.14 +1.6%
364 RLAY RELAY THERAPEUTICS ORD Healthcare 5,000.0 $49K 0.02% $9.80 +96.9%
365 OKLO OKLO CL A ORD Utilities 1,000.0 $49K 0.02% NEW $49.00 -9.9%
366 TRAILBLAZER ACQUISITION UNT 4,800.0 $48K 0.02% +525.0 +12.3% $10.00
367 STVN STEVANATO GROUP ORD Healthcare 3,500.0 $48K 0.02% NEW $13.71 +39.3%
368 GDXJ VANECK JUNIOR GOLD MINERS ETF 403.0 $48K 0.02% -14K -97.2% $119.11 -18.5%
369 PSLV SPROTT PHYSICAL SILVER ETV Financial Services 2,000.0 $48K 0.02% NEW $24.00 -21.3%
370 BKFLD INFR CL A LT PR SRS 13 PRF UNT 3,000.0 $48K 0.02% NEW $16.00
371 CCIX CHURCHILL CAPITAL IX ORD Financial Services 4,444.0 $47K 0.02% -52K -92.2% $10.58 +2.8%
372 RNW RENEW ENERGY GLOBAL CL A ORD Utilities 10,350.0 $47K 0.02% $4.54 +37.0%
373 SNAP SNAP CL A ORD Communication Services 10,000.0 $46K 0.02% +9K +625.7% $4.60 -0.9%
374 ELUTIA CL A ORD 44,677.0 $46K 0.02% +8K +20.8% $1.03
375 NVG NUVEEN AMT FREE MNCPL CRDT INCM CF Financial Services 3,800.0 $46K 0.02% NEW $12.11 +3.7%
376 JSC HALYK BANK GDR 1,456.0 $45K 0.02% NEW $30.91
377 VZ VERIZON COMMUNICATIONS ORD Communication Services 900.0 $45K 0.02% -2K -66.0% $50.00 -12.4%
378 TE T1 ENERGY ORD Industrials 10,350.0 $45K 0.02% NEW $4.35 +40.3%
379 EVLV EVOLV TECHNOLOGIES HOLDINGS CL A ORD Industrials 7,500.0 $45K 0.02% -1K -15.7% $6.00 -6.2%
380 JCE NUVEEN CORE EQUITY ALPHA CF Financial Services 3,000.0 $44K 0.02% NEW $14.67 +13.5%
Page 19 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%