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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 9 of 10  ·  199 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 NIXXY ORD 2,500.0 $3K 0.00% -2K -50.0% $1.20
162 AMERICAN DRIVE ACQUISITION UNT 320.0 $3K 0.00% -100.0 -23.8% $9.38
163 ASTL CALL ALGOMA STEEL GROUP ORD Basic Materials 600.0 $2K 0.00% -5K -89.3% $3.33 +21.1%
164 MAGN MAGNERA ORD Industrials 245.0 $2K 0.00% -30.0 -10.9% $8.16 +47.2%
165 XPLR INFRASTRUCTURE ORD 190.0 $2K 0.00% -10.0 -5.0% $10.53
166 SATS ECHOSTAR CL A ORD Technology 12.0 $1K -10K -99.9% $83.33 +4.4%
167 IBM INTERNATIONAL BUSINESS MACHINES ORD Technology 6.0 $1K -1K -99.5% $166.67 +38.9%
168 KDP KEURIG DR PEPPER ORD Consumer Defensive 40.0 $1K -8K -99.5% $25.00 +23.0%
169 MP MP MATERIALS CL A ORD Basic Materials 20.0 $1K -30.0 -60.0% $50.00 +12.6%
170 MUX CALL MCEWEN ORD Basic Materials 110.0 $1K -166.0 -60.1% $9.09 +102.0%
171 NNN NNN REIT ORD Real Estate 35.0 $1K -112.0 -76.2% $28.57 +61.8%
172 OCUL OCULAR THERAPEUTIX ORD Healthcare 150.0 $1K -20.0 -11.8% $6.67 +60.4%
173 OLPX OLAPLEX HOLDINGS ORD Consumer Cyclical 900.0 $1K -200.0 -18.2% $1.11 +86.3%
174 UBER CALL UBER TECHNOLOGIES INC Technology 27.0 $1K -43.0 -61.4% $37.04 +107.0%
175 ZBH ZIMMER BIOMET HOLDINGS ORD Healthcare 15.0 $1K -200.0 -93.0% $66.67 +49.6%
176 TSEM TOWER SEMICONDUCTOR ORD Technology 7.0 $1K -293.0 -97.7% $142.86 +67.1%
177 GOLDMAN SACHS DS RPT 1/1000 SR A PRF 100.0 $1K -100.0 -50.0% $10.00
178 SILICON VALLEY ACQUISITION UNT 140.0 $1K -260.0 -65.0% $7.14
179 COLLPLANT BIOTECHNOLOGIES ORD 5,250.0 $1K -50.0 -0.9% $0.19
180 RNA CALL ATRIUM THERAPEUTICS ORD Healthcare 37.0 -37.0 -50.0%
Page 9 of 10  ·  199 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%