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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 8 of 10  ·  199 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 CCIX CHURCHILL CAPITAL IX ORD Financial Services 1,000.0 $10K 0.00% -3K -77.5% $10.00 +8.8%
142 EVOX EVOLUTION GLOBAL ACQUIS CL A ORD Financial Services 1,000.0 $10K 0.00% -38K -97.4% $10.00 +1.0%
143 HCM III ACQUISITION CL A ORD SHS 1,000.0 $10K 0.00% -7K -87.5% $10.00
144 SNDK PUT SANDISK ORD Technology 4.0 $9K 0.00% -5.0 -55.6% $2250.00 -26.8%
145 CALL RAMACO RESOURCES CL A ORD 671.0 $8K 0.00% -699.0 -51.0% $11.92
146 ENVX CALL ENOVIX ORD Industrials 1,155.0 $7K 0.00% -1K -51.1% $6.06 -47.4%
147 FOX FOX CL B ORD Communication Services 170.0 $7K 0.00% -500.0 -74.6% $41.18 +52.5%
148 NWSA NEWS CL A ORD Communication Services 310.0 $7K 0.00% -15K -98.0% $22.58 +30.6%
149 MSM MSC INDUSTRIAL CL A ORD Industrials 56.0 $6K 0.00% -40.0 -41.7% $107.14 +14.8%
150 Q QNITY ELECTRONICS ORD Technology 40.0 $6K 0.00% -4K -98.9% $150.00 -11.4%
151 SOLV SOLVENTUM ORD Healthcare 90.0 $6K 0.00% -100.0 -52.6% $66.67 +32.0%
152 RBLX ROBLOX CL A ORD Technology 99.0 $5K 0.00% -12K -99.2% $50.51 -24.5%
153 SGML CALL SIGMA LITHIUM ORD Basic Materials 472.0 $5K 0.00% -333.0 -41.4% $10.59 +3.4%
154 VISN VISTANCE NETWORKS ORD Technology 320.0 $4K 0.00% -10K -96.9% $12.50 -8.8%
155 STAA STAAR SURGICAL ORD Healthcare 150.0 $4K 0.00% -50.0 -25.0% $26.67 -8.8%
156 ALIS CALISA ACQUISITION ORD Financial Services 400.0 $4K 0.00% -100.0 -20.0% $10.00 +2.1%
157 ASTL ALGOMA STEEL GROUP ORD Basic Materials 830.0 $3K 0.00% -64K -98.7% $3.61 +11.6%
158 BHF CALL BRIGHTHOUSE FINANCIAL ORD Financial Services 48.0 $3K 0.00% -32.0 -40.0% $62.50 -13.6%
159 HTFL HEARTFLOW ORD Healthcare 130.0 $3K 0.00% -130.0 -50.0% $23.08 +91.1%
160 VALE VALE ADR REPTG ONE ORD Basic Materials 200.0 $3K 0.00% -29K -99.3% $15.00 -8.1%
Page 8 of 10  ·  199 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%