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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 6 of 21  ·  405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 SILO PHARMA ORD 37,507.0 $232K 0.08% NEW $6.19
102 IE IVANHOE ELECTRIC INC Technology 24,000.0 $230K 0.08% NEW $9.58 +10.5%
103 SPOT SPOTIFY TECHNOLOGY ORD Communication Services 498.0 $228K 0.08% NEW $457.83 +7.6%
104 NHIC NEWHOLD INVESTMENT III CL A ORD Financial Services 20,000.0 $217K 0.08% NEW $10.85 -1.9%
105 CANTOR EQUITY PARTNERS VII CL A ORD 21,100.0 $212K 0.08% NEW $10.05
106 XLF STE STRT FINCL SLCT SECTOR SPDR ETF 3,900.0 $209K 0.07% NEW $53.59 +7.4%
107 GRUPO CIBEST ADS REPRSNTNG 4 PRF 2,600.0 $206K 0.07% NEW $79.23
108 CMTG CLAROS MORTGAGE TRUST ORD Real Estate 87,491.0 $205K 0.07% NEW $2.34 -25.3%
109 WOLF WOLFSPEED ORD Technology 4,246.0 $204K 0.07% NEW $48.05 -27.2%
110 CMCSA COMCAST CL A ORD Communication Services 7,926.0 $194K 0.07% NEW $24.48 +4.5%
111 VLRS CONTROLADORA VUEL ADR REP 10 ORD CPO Industrials 20,000.0 $187K 0.07% NEW $9.35 -18.7%
112 XLU STATE STRT UTLTES SLET SCTR SPDR ETF 4,100.0 $185K 0.07% NEW $45.12 -2.1%
113 SBAC SBA COMMUNICATIONS CL A REIT ORD Real Estate 1,000.0 $176K 0.06% NEW $176.00 +3.5%
114 IAI ISHRS US BRKR DEALRS SCURTS EXCH ETF 1,000.0 $175K 0.06% NEW $175.00 +9.1%
115 ARIS MINING CORP 11,500.0 $171K 0.06% NEW $14.87
116 ANET ARISTA NETWORKS ORD Technology 1,005.0 $170K 0.06% NEW $169.15 +19.3%
117 EC ECOPETROL ADR REP 20 ORD Energy 11,800.0 $168K 0.06% NEW $14.24 +24.1%
118 TGB TREKOR METALS ORD Basic Materials 24,000.0 $165K 0.06% NEW $6.88 +27.6%
119 LAC LITHIUM AMERICAS ORD Basic Materials 41,000.0 $157K 0.06% NEW $3.83 -17.7%
120 CTGO CONTANGO SILVER AND GOLD ORD Basic Materials 10,000.0 $157K 0.06% NEW $15.70 +26.0%
Page 6 of 21  ·  405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%