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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 20 of 21  ·  405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 SHLS CALL SHOALS TECHNOLOGIES GROUP CL A ORD (NMS) Energy 25.0 NEW
382 SIMO CALL SILICON MOTION TECHNO ADR REP 4 ORD Technology 1.0 NEW
383 SRFM SURF AIR MOBILITY ORD Industrials 400.0 NEW
384 TEM CALL TEMPUS AI CL A ORD Healthcare 17.0 NEW
385 BNO CALL UNITED STATES BRENT OIL ETF (PSE) Financial Services 15.0 NEW
386 UMAC CALL UNUSUAL MACHINES ORD Financial Services 1.0 NEW
387 VECO VEECO INSTRUMENTS ORD Technology 1.0 NEW
388 COCO PUT THE VITA COCO COMPANY ORD Consumer Defensive 14.0 NEW
389 VZLA CALL VIZSLA SILVER ORD (ASE) Basic Materials 150.0 NEW
390 CRSP CRISPR THERAPEUTICS ORD Healthcare 10.0 NEW
391 DRTS ALPHA TAU MEDICAL ORD Healthcare 40.0 NEW
392 FROG JFROG ORD Technology 10.0 NEW
393 ZIM CALL ZIM INTEGRATED SHIPPING SERVICES ORD Industrials 3.0 NEW
394 CALL AELUMA ORD (NMS) 10.0 NEW
395 PUT BALDWIN INSURANCE GROUP CL A ORD (NMS) 30.0 NEW
396 BRIACELL THERAPEUTICS ORD 10.0 NEW
397 MERCEDES BENZ GROUP ADR (PNK) 3.0 NEW
398 FEDERAL HOME LN MOR NON CUM PERP PRF (PNK) 100.0 NEW
399 FEDEX FREIGHT HOLDING COMPANY INC 6.0 NEW
400 CALL GBANK FINL HLDGS ORD 20.0 NEW
Page 20 of 21  ·  405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%