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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 19 of 21  ·  405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 HPE CALL HEWLETT PACKARD ENTERPRISE ORD Technology 10.0 NEW
362 EWY PUT ISHARES MSCI SOUTH KOREA ETF 20.0 NEW
363 SOXX PUT ISHARES SEMICONDUCTOR ETF 200.0 NEW
364 KEEL CALL KEEL INFRASTRUCTURE ORD Technology 20.0 NEW
365 KOPN KOPIN ORD Technology 10.0 NEW
366 LMND LEMONADE INC Financial Services 15.0 NEW
367 LWLG CALL LIGHTWAVE LOGIC ORD Basic Materials 84.0 NEW
368 LPSN PUT LIVEPERSON ORD Technology 25.0 NEW
369 MGM CALL MGM RESORTS INTERNATIONAL ORD Consumer Cyclical 1.0 NEW
370 MSTR PUT STRATEGY CL A ORD Technology 10.0 NEW
371 MRNA MODERNA ORD Healthcare 10.0 NEW
372 NTAP CALL NETAPP ORD Technology 5.0 NEW
373 NKE CALL NIKE CL B ORD Consumer Cyclical 19.0 NEW
374 ONDS CALL ONDAS ORD Technology 105.0 NEW
375 OPK CALL OPKO HEALTH ORD (NMS) Healthcare 2.0 NEW
376 PINS CALL PINTEREST CL A ORD Communication Services 30.0 NEW
377 PLUG CALL PLUG POWER ORD Industrials 99.0 NEW
378 UVXY CALL PROSHARES ULTRA VIX SHORT TERM ETF Financial Services 10.0 NEW
379 QS QUANTUMSCAPE CL A ORD Consumer Cyclical 10.0 NEW
380 SOC CALL SABLE OFFSHORE CL A ORD Energy 200.0 NEW
Page 19 of 21  ·  405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%