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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 15 of 21  ·  405 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 LMND CALL LEMONADE INC Financial Services 50.0 $3K 0.00% NEW $60.00 -15.7%
282 MAGS CALL ROUNDHILL MGFCNT SVN 50.0 $3K 0.00% NEW $60.00 +11.3%
283 O REALTY INCOME REIT ORD Real Estate 50.0 $3K 0.00% NEW $60.00 +4.2%
284 HOOD CALL ROBINHOOD MARKETS CL A ORD Financial Services 30.0 $3K 0.00% NEW $100.00 -7.3%
285 WULF CALL TERAWULF ORD Financial Services 139.0 $3K 0.00% NEW $21.58 -22.8%
286 GDX CALL VANECK GOLD MINERS ETF 40.0 $3K 0.00% NEW $75.00 +20.4%
287 ORGANIGRAM GLOBAL ORD 3,150.0 $3K 0.00% NEW $0.95
288 COHEN CIRCLE ACQUISITION CORP II 305.0 $3K 0.00% NEW $9.84
289 ABBV ABBVIE ORD Healthcare 10.0 $2K 0.00% NEW $200.00 +28.1%
290 DASH DOORDASH CL A ORD Communication Services 16.0 $2K 0.00% NEW $125.00 +75.8%
291 GSAT CALL GLOBALSTAR VTG ORD (ASE) Communication Services 282.0 $2K 0.00% NEW $7.09 +1066.9%
292 JHX CALL JAMES HARDIE ORD Basic Materials 100.0 $2K 0.00% NEW $20.00 +50.4%
293 LHX L3HARRIS TECHNOLOGIES ORD Industrials 10.0 $2K 0.00% NEW $200.00 +40.7%
294 PZZA CALL PAPA JOHNS INTERNATIONAL ORD Consumer Cyclical 75.0 $2K 0.00% NEW $26.67 -12.5%
295 USO CALL UNITED STATES OIL ETF Financial Services 20.0 $2K 0.00% NEW $100.00 +30.7%
296 UPST CALL UPSTART HOLDINGS ORD Financial Services 70.0 $2K 0.00% NEW $28.57 +2.5%
297 XE X-ENERGY CL A ORD Industrials 140.0 $2K 0.00% NEW $14.29 +35.4%
298 KARDIGAN ORD 100.0 $2K 0.00% NEW $20.00
299 HALL CHADWICK ACQUISITION CL A ORD 200.0 $2K 0.00% NEW $10.00
300 AEM CALL AGNICO EAGLE ORD Basic Materials 10.0 $1K NEW $100.00 +87.4%
Page 15 of 21  ·  405 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%