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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 5 of 14  ·  262 positions
# Ticker Company Sector Shares Value ↓ % Port Status
81 PPLT ABRDN PHYSICAL PLATINUM SHARES ETF Financial Services 600 $106K 0.05% SOLD
82 NVS NOVARTIS ADR REPSG 1 ORD Healthcare 700 $106K 0.05% SOLD
83 CAEP CANTOR EQUITY PARTNERS III CL A ORD Financial Services 10,202 $105K 0.05% SOLD
84 HUM HUMANA ORD Healthcare 600 $104K 0.04% SOLD
85 FIGR FIGURE TECHNOLOGY SOLUTIONS CL A ORD Financial Services 3,000 $101K 0.04% SOLD
86 CANTOR FITZGERALD INC TR PFD 3,860 $96K 0.04% SOLD
87 ES BANCSHARES ORD 14,000 $93K 0.04% SOLD
88 TLYS TILLY'S CL A ORD Consumer Cyclical 23,165 $93K 0.04% SOLD
89 HOLOGIC ORD 1,180 $89K 0.04% SOLD
90 NIOCORP DEVELOPMENTS ORD 20,000 $89K 0.04% SOLD
91 BANX ARROWMARK FINANCIAL ORD Financial Services 4,700 $89K 0.04% SOLD
92 INSTIL BIO ORD 10,000 $82K 0.04% SOLD
93 TTMI TTM TECHNOLOGIES ORD Technology 828 $80K 0.04% SOLD
94 SGDJ SPROTT JUNIOR GOLD MINERS ETF 900 $77K 0.03% SOLD
95 PENN PENN ENTERTAINMENT ORD Consumer Cyclical 5,000 $75K 0.03% SOLD
96 SA CALL SEABRIDGE GOLD ORD Basic Materials 2,672 $75K 0.03% SOLD
97 LBTYB LIBERTY GLOBAL CL B ORD Communication Services 5,987 $75K 0.03% SOLD
98 KZIA KAZIA THERAPEUTICS ADS REP 500 ORD Healthcare 10,000 $74K 0.03% SOLD
99 MNRO MONRO ORD Consumer Cyclical 4,500 $72K 0.03% SOLD
100 WSO WATSCO ORD Industrials 200 $72K 0.03% SOLD
Page 5 of 14  ·  262 positions
Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%