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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 70 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1381 ILCV ISHARES TR 17,972.0 $1.7M 0.00% $93.14 +9.0%
1382 CLX CLOROX CO DEL Consumer Defensive 16,147.0 $1.7M 0.00% -239.0 -1.5% $103.63 -8.2%
1383 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 155,580.0 $1.7M 0.00% +6K +3.8% $10.74 +15.9%
1384 ADM ARCHER DANIELS MIDLAND CO Consumer Defensive 22,930.0 $1.7M 0.00% +6K +38.0% $72.69 +6.6%
1385 GHY PGIM GLOBAL HIGH YIELD FD FO Financial Services 142,975.0 $1.7M 0.00% -2K -1.6% $11.65 +2.5%
1386 LNT ALLIANT ENERGY CORP Utilities 23,169.0 $1.7M 0.00% +4K +21.4% $71.76 +3.0%
1387 JOBY JOBY AVIATION INC Industrials 201,279.0 $1.7M 0.00% +117K +138.7% $8.26 +32.2%
1388 FSMD FIDELITY COVINGTON TRUST 37,160.0 $1.7M 0.00% +919.0 +2.5% $44.72 +11.1%
1389 EA ELECTRONIC ARTS INC Communication Services 8,141.0 $1.7M 0.00% +3K +75.3% $203.88 -1.4%
1390 TCAL T ROWE PRICE ETF INC 74,038.0 $1.7M 0.00% +19K +35.0% $22.35 +0.6%
1391 CSL CARLISLE COS INC Industrials 4,944.0 $1.6M 0.00% +1K +35.9% $333.62 +0.1%
1392 IBDT ISHARES TR 65,094.0 $1.6M 0.00% +831.0 +1.3% $25.33 -0.4%
1393 HUN HUNTSMAN CORP Basic Materials 123,801.0 $1.6M 0.00% +123K +10000.0% $13.31 +9.0%
1394 FIGR FIGURE TECHNOLOGY SOLUTIO Financial Services 48,335.0 $1.6M 0.00% +25K +111.1% $33.95 +0.0%
1395 PDI PIMCO DYNAMIC INCOME FD Financial Services 95,568.0 $1.6M 0.00% +27K +40.2% $17.11 -2.9%
1396 LVHI LEGG MASON ETF INVT 40,244.0 $1.6M 0.00% +4K +12.3% $40.54 +2.4%
1397 UCON FIRST TR EXCHNG TRADED FD VI 65,789.0 $1.6M 0.00% -4K -5.5% $24.77 +0.0%
1398 BXP BXP INC Real Estate 31,372.0 $1.6M 0.00% +5K +16.8% $51.90 +16.2%
1399 FSTA FIDELITY COVINGTON TRUST 30,987.0 $1.6M 0.00% -246.0 -0.8% $52.33 +2.2%
1400 FAUG FIRST TR EXCHNG TRADED FD VI 31,240.0 $1.6M 0.00% -772.0 -2.4% $51.78 +8.0%
Page 70 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%