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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 49 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
961 NUMV NUSHARES ETF TR 99,946.0 $3.9M 0.01% NEW $39.10 +6.9%
962 PXF INVESCO EXCH TRADED FD TR II 59,524.0 $3.9M 0.01% NEW $65.55 +17.2%
963 CR CRANE COMPANY Industrials 21,077.0 $3.9M 0.01% NEW $184.44 -4.9%
964 IOO ISHARES TR 30,663.0 $3.9M 0.01% NEW $126.68 +11.9%
965 FXL FIRST TR EXCHANGE TRADED FD 23,071.0 $3.9M 0.01% NEW $168.28 +16.5%
966 OUNZ VANECK MERK GOLD ETF Financial Services 93,332.0 $3.9M 0.01% NEW $41.48 +5.3%
967 EQH EQUITABLE HLDGS INC Financial Services 81,192.0 $3.9M 0.01% NEW $47.65 -10.8%
968 NEAR ISHARES U S ETF TR 75,362.0 $3.9M 0.01% NEW $51.10 -0.8%
969 WAB WABTEC Industrials 17,987.0 $3.8M 0.01% NEW $213.46 +21.4%
970 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 288,550.0 $3.8M 0.01% NEW $13.28 -19.4%
971 ESGE ISHARES INC 86,440.0 $3.8M 0.01% NEW $44.17 +19.2%
972 NUSC NUSHARES ETF TR 85,464.0 $3.8M 0.01% NEW $44.65 +9.4%
973 DTE DTE ENERGY CO Utilities 29,512.0 $3.8M 0.01% NEW $128.98 +11.4%
974 POCT INNOVATOR ETFS TRUST 86,660.0 $3.8M 0.01% NEW $43.92 +4.7%
975 DRI DARDEN RESTAURANTS INC Consumer Cyclical 20,677.0 $3.8M 0.01% NEW $184.02 +7.1%
976 SYF SYNCHRONY FINANCIAL Financial Services 45,586.0 $3.8M 0.01% NEW $83.43 -13.6%
977 GWW WW GRAINGER INC Industrials 3,764.0 $3.8M 0.01% NEW $1009.37 +22.8%
978 GDV GABELLI DIVID & INCOME TR Financial Services 136,655.0 $3.8M 0.01% NEW $27.77 +4.5%
979 BKR BAKER HUGHES COMPANY Energy 83,059.0 $3.8M 0.01% NEW $45.54 +44.5%
980 NXPI NXP SEMICONDUCTORS N V Technology 17,367.0 $3.8M 0.01% NEW $217.08 +37.9%
Page 49 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%