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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 46 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
901 KEY KEYCORP Financial Services 229,568.0 $4.7M 0.01% NEW $20.64 +4.1%
902 TFI SPDR SERIES TRUST 103,505.0 $4.7M 0.01% NEW $45.71 -1.1%
903 AIG AMERICAN INTL GROUP INC Financial Services 55,212.0 $4.7M 0.01% NEW $85.55 -8.1%
904 TFLO ISHARES TR 93,474.0 $4.7M 0.01% NEW $50.46 +0.3%
905 MEGI NYLI CBRE GBL INFR MEGTRNDS Financial Services 341,768.0 $4.7M 0.01% NEW $13.76 +11.3%
906 BMNR BITMINE IMMERSION TECNOLOGIE Financial Services 172,425.0 $4.7M 0.01% NEW $27.15 -27.8%
907 BXSL BLACKSTONE SECD LENDING FD Financial Services 177,278.0 $4.7M 0.01% NEW $26.33 -10.6%
908 ICOW PACER FDS TR 120,114.0 $4.6M 0.01% NEW $38.68 +17.0%
909 ETY EATON VANCE TAX-MANAGED DIVE Financial Services 302,634.0 $4.6M 0.01% NEW $15.34 -3.4%
910 CLSE TRUST FOR PROFESSIONAL MANAG 169,688.0 $4.6M 0.01% NEW $27.33 +20.7%
911 AOS SMITH A O CORP Industrials 69,332.0 $4.6M 0.01% NEW $66.88 -14.5%
912 CAKE CHEESECAKE FACTORY INC Consumer Cyclical 91,357.0 $4.6M 0.01% NEW $50.48 +20.0%
913 VTHR VANGUARD SCOTTSDALE FDS 15,304.0 $4.6M 0.01% NEW $300.33 +8.8%
914 FPEI FIRST TR EXCH TRADED FD III 235,810.0 $4.6M 0.01% NEW $19.39 -1.3%
915 NZF NUVEEN MUNICIPAL CREDIT INC Financial Services 360,918.0 $4.5M 0.01% NEW $12.58 -2.2%
916 BCS BARCLAYS PLC Financial Services 177,633.0 $4.5M 0.01% NEW $25.45 -5.8%
917 YUM YUM BRANDS INC Consumer Cyclical 29,716.0 $4.5M 0.01% NEW $151.28 +0.9%
918 EXG EATON VANCE TAX-MANAGED GLOB Financial Services 471,129.0 $4.5M 0.01% NEW $9.53 -1.5%
919 EXPE EXPEDIA GROUP INC Consumer Cyclical 15,765.0 $4.5M 0.01% NEW $283.32 -23.0%
920 FISV FISERV INC Technology 66,419.0 $4.5M 0.01% NEW $67.17 -16.9%
Page 46 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%