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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 32 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 SLM SLM CORP Financial Services 551,551.0 $11.8M 0.02% +28K +5.4% $21.41 +2.8%
622 HDEF DBX ETF TR 364,296.0 $11.8M 0.02% $32.41 +2.8%
623 CDC VICTORY PORTFOLIOS II 164,765.0 $11.8M 0.02% -3K -1.6% $71.43 +2.3%
624 ARM ARM HOLDINGS PLC Technology 77,696.0 $11.8M 0.02% +51K +190.5% $151.28 +97.1%
625 MOD MODINE MFG CO Consumer Cyclical 54,213.0 $11.7M 0.02% +52K +2649.1% $216.71 +15.4%
626 AAL AMERICAN AIRLINES GROUP INC Industrials 1,093,511.0 $11.7M 0.02% +136K +14.2% $10.74 +26.5%
627 SIZE ISHARES TR 73,443.0 $11.7M 0.02% -925.0 -1.2% $159.46 +8.0%
628 IGV ISHARES TR 146,260.0 $11.7M 0.02% +34K +29.7% $80.05 +15.5%
629 PCAR PACCAR INC Industrials 101,367.0 $11.7M 0.02% +6K +6.0% $115.50 -5.3%
630 VOX VANGUARD WORLD FD 64,659.0 $11.6M 0.02% +3K +4.8% $179.84 +8.9%
631 IPAC ISHARES TR 151,866.0 $11.6M 0.02% +108K +243.6% $76.51 +7.0%
632 ROST ROSS STORES INC Consumer Cyclical 53,050.0 $11.5M 0.02% +6K +13.1% $216.63 -1.8%
633 BLUE OWL TECHNOLOGY FIN CORP 922,665.0 $11.4M 0.02% +299K +47.9% $12.39
634 GSLC GOLDMAN SACHS ETF TR 91,316.0 $11.4M 0.02% +6K +7.3% $125.13 +12.6%
635 MEAR ISHARES U S ETF TR 226,012.0 $11.4M 0.02% +111K +96.9% $50.34 -0.3%
636 CGMS CAPITAL GRP FIXED INCM ETF T 417,804.0 $11.4M 0.02% -10K -2.3% $27.23 +0.8%
637 BLACKROCK ETF TRUST II 236,162.0 $11.3M 0.02% +8K +3.3% $47.98
638 RIO RIO TINTO PLC Basic Materials 120,952.0 $11.3M 0.02% -10K -7.6% $93.29 +10.7%
639 BXSL BLACKSTONE SECD LENDING FD Financial Services 474,721.0 $11.2M 0.02% +297K +167.8% $23.69 -0.6%
640 CFA VICTORY PORTFOLIOS II 122,420.0 $11.2M 0.02% +2K +1.6% $91.48 +4.3%
Page 32 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%