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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 197 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3921 COTY COTY INC Consumer Defensive 5,923.0 $12K +3K +117.4% $2.01 -1.5%
3922 TROX TRONOX HOLDINGS PLC Basic Materials 1,216.0 $12K NEW $9.77 -18.4%
3923 ADT ADT INC DEL Industrials 1,808.0 $12K +630.0 +53.5% $6.57 +6.5%
3924 CIGI COLLIERS INTL GROUP INC Real Estate 111.0 $12K -51.0 -31.5% $107.01 -10.1%
3925 MATW MATTHEWS INTL CORP Industrials 459.0 $12K +188.0 +69.4% $25.82 +2.4%
3926 FBTC FIDELITY WISE ORIGIN BITCOIN Financial Services 200.0 $12K NEW $59.03 +14.5%
3927 ELECTROCORE INC 1,946.0 $12K $6.03
3928 MLAB MESA LABS INC Technology 132.0 $12K +13.0 +10.9% $88.80 +22.9%
3929 QFIN QFIN HOLDINGS INC Financial Services 907.0 $12K +848.0 +1437.3% $12.91 -2.7%
3930 BFST BUSINESS FIRST BANCSHARES IN Financial Services 432.0 $12K +345.0 +396.6% $27.04 +3.6%
3931 CPS COOPER-STANDARD HOLDINGS INC Consumer Cyclical 419.0 $12K +158.0 +60.5% $27.87 +0.5%
3932 EUSB ISHARES TR 268.0 $12K +4.0 +1.5% $43.55 -0.9%
3933 XENE XENON PHARMACEUTICALS INC Healthcare 200.0 $12K -900.0 -81.8% $58.15 -6.0%
3934 SABR SABRE CORP Consumer Cyclical 8,003.0 $12K +5K +148.8% $1.45 +9.0%
3935 WGO WINNEBAGO INDS INC Consumer Cyclical 374.0 $12K +295.0 +373.4% $30.99 -5.9%
3936 VIST VISTA ENERGY S.A.B. DE C.V. Energy 153.0 $12K NEW $75.47 -0.2%
3937 SOLENO THERAPEUTICS INC 344.0 $12K +333.0 +3027.3% $33.48
3938 TALK TALKSPACE INC Healthcare 2,225.0 $12K +2K +397.8% $5.17 +0.3%
3939 LNN LINDSAY CORP Industrials 96.0 $11K $119.73 -8.8%
3940 ASCENDIS PHARMA A/S 50.0 $11K +15.0 +42.9% $228.74
Page 197 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%