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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 195 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3881 TK TEEKAY CORPORATION LTD Energy 1,061.0 $13K -124.0 -10.5% $12.21 +15.9%
3882 JIVE J P MORGAN EXCHANGE TRADED F 151.0 $13K -509.0 -77.1% $85.64 +7.9%
3883 NUEM NUSHARES ETF TR 352.0 $13K +37.0 +11.8% $36.74 +10.5%
3884 GOOD GLADSTONE COMMERCIAL CORP Real Estate 1,128.0 $13K +868.0 +333.9% $11.43 +12.8%
3885 SXC SUNCOKE ENERGY INC Energy 1,979.0 $13K +1K +153.1% $6.51 +21.0%
3886 JEDI ETF SER SOLUTIONS 500.0 $13K NEW $25.58 +23.3%
3887 MAGN MAGNERA CORP Industrials 1,344.0 $13K +882.0 +190.9% $9.51 +11.0%
3888 FBOT FIDELITY COVINGTON TRUST 386.0 $13K $33.11 +16.7%
3889 AOUT AMERICAN OUTDOOR BRANDS INC Consumer Cyclical 1,365.0 $13K $9.34 +3.4%
3890 MBI MBIA INC Financial Services 2,151.0 $13K +2K +350.9% $5.91 +6.6%
3891 HNI HNI CORP Industrials 380.0 $13K +49.0 +14.8% $33.39 -7.6%
3892 UHT UNIVERSAL HEALTH RLTY INCOME Real Estate 313.0 $13K +306.0 +4371.4% $40.48 +3.3%
3893 INGN INOGEN INC Healthcare 2,048.0 $13K +1K +270.3% $6.18 +3.7%
3894 SPE SPECIAL OPPORTUNITIES FD INC Financial Services 918.0 $13K +28.0 +3.1% $13.76 +1.5%
3895 SABA SABA CAPITAL INCOME & OPPORT Financial Services 1,517.0 $13K -377.0 -19.9% $8.32 +1.3%
3896 COMMUNITY WEST BANCSHARES NE 539.0 $13K NEW $23.30
3897 GAU GALIANO GOLD INC Basic Materials 5,000.0 $13K +2K +66.7% $2.51 -11.2%
3898 CXW CORECIVIC INC Real Estate 663.0 $13K +121.0 +22.3% $18.91 +11.7%
3899 LENNAR CORP 149.0 $13K +133.0 +831.2% $84.12
3900 CATX PERSPECTIVE THERAPEUTICS INC Healthcare 3,000.0 $13K $4.17 -7.2%
Page 195 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%