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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 193 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3841 DLX DELUXE CORP MEDIUM TERM NTS Communication Services 529.0 $15K +406.0 +330.1% $27.54 -14.3%
3842 HELE HELEN OF TROY LTD Consumer Defensive 1,010.0 $15K +607.0 +150.6% $14.42 +71.9%
3843 MCY MERCURY GENL CORP NEW Financial Services 165.0 $15K +125.0 +312.5% $88.15 +16.1%
3844 PCYO PURE CYCLE CORP Utilities 1,444.0 $15K +1K +399.6% $10.06 +0.4%
3845 JPMB J P MORGAN EXCHANGE TRADED F 370.0 $15K -5K -92.8% $39.25 +0.9%
3846 OTEX OPEN TEXT CORP Technology 652.0 $15K +555.0 +572.2% $22.24 +4.4%
3847 HCM HUTCHMED CHINA LTD Healthcare 963.0 $14K -172.0 -15.2% $14.96 -19.5%
3848 NEOG NEOGEN CORP Healthcare 1,535.0 $14K -181.0 -10.6% $9.29 -4.6%
3849 VERASTEM INC 2,683.0 $14K +510.0 +23.5% $5.30
3850 PLG PLATINUM GROUP METALS LTD Basic Materials 8,000.0 $14K +4K +100.0% $1.77 -7.9%
3851 QS QUANTUMSCAPE CORP Consumer Cyclical 2,217.0 $14K -1K -31.3% $6.38 +20.2%
3852 KVYO KLAVIYO INC Technology 725.0 $14K -2K -77.4% $19.46 -23.4%
3853 AEBI SCHMIDT HLDG AG 1,449.0 $14K +743.0 +105.2% $9.71
3854 MYGN MYRIAD GENETICS INC Healthcare 3,123.0 $14K +2K +164.2% $4.50 -13.1%
3855 CVLG COVENANT LOGISTICS GROUP INC Industrials 516.0 $14K NEW $27.15 +37.6%
3856 CAF MORGAN STANLEY CHINA A SH FD Financial Services 800.0 $14K $17.50 +12.5%
3857 IRMD IRADIMED CORP Healthcare 145.0 $14K +20.0 +16.0% $96.26 -3.2%
3858 ASM AVINO SILVER & GOLD MINES LT Basic Materials 2,200.0 $14K NEW $6.32 +5.2%
3859 LSPD LIGHTSPEED COMMERCE INC Technology 1,535.0 $14K $8.96 -6.6%
3860 LAW CS DISCO INC Technology 3,589.0 $14K +3K +262.5% $3.82 -2.6%
Page 193 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%