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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 192 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3821 SG SWEETGREEN INC Consumer Cyclical 2,933.0 $15K +2K +464.0% $5.19 +73.6%
3822 BSL BLACKSTONE SENI FLTN RAT 202 Financial Services 1,175.0 $15K +25.0 +2.2% $12.95 +0.8%
3823 RES RPC INC Energy 2,144.0 $15K +2K +422.9% $7.08 -0.1%
3824 OCCIDENTAL PETE CORP 353.0 $15K +261.0 +283.7% $42.90
3825 ACNB ACNB CORP Financial Services 316.0 $15K $47.87 +14.4%
3826 CGSD CAPITAL GRP FIXED INCM ETF T 586.0 $15K -13K -95.6% $25.80 -0.0%
3827 NEWSMAX INC 2,895.0 $15K +1K +75.5% $5.22
3828 IDRV ISHARES TR 391.0 $15K $38.58 +10.3%
3829 RNGR RANGER ENERGY SVCS INC Energy 878.0 $15K +703.0 +401.7% $17.14 -4.4%
3830 MLYS MINERALYS THERAPEUTICS INC Healthcare 555.0 $15K +421.0 +314.2% $27.09 +11.6%
3831 LEGR FIRST TR EXCHANGE TRADED FD 258.0 $15K $57.83 +12.5%
3832 DIV GLOBAL X FDS 788.0 $15K +12.0 +1.6% $18.92 +3.1%
3833 MIST MILESTONE PHARMACEUTICALS IN Healthcare 12,500.0 $15K +11K +635.3% $1.19 +27.7%
3834 INGRAM MICRO HLDG CORP 638.0 $15K +360.0 +129.5% $23.31
3835 MITK MITEK SYS INC Technology 1,100.0 $15K $13.50 +13.8%
3836 NWS NEWS CORP NEW Communication Services 518.0 $15K -15.0 -2.8% $28.52 +5.5%
3837 SFNC SIMMONS FIRST NATL CORP Financial Services 755.0 $15K +334.0 +79.3% $19.47 +9.2%
3838 CSV CARRIAGE SVCS INC Consumer Cyclical 320.0 $15K $45.66 -3.9%
3839 CGTX COGNITION THERAPEUTICS INC Healthcare 19,231.0 $15K $0.76 +64.6%
3840 MPV BARINGS PARTN INVS Financial Services 850.0 $15K $17.14 -2.1%
Page 192 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%