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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 191 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3801 OGN ORGANON & CO Healthcare 2,626.0 $16K -10K -78.9% $5.99 +124.0%
3802 VCV INVESCO CALIF VALUE MUN INCO Financial Services 1,506.0 $16K $10.44 +0.6%
3803 NWL NEWELL BRANDS INC Consumer Defensive 4,581.0 $16K +1K +33.6% $3.43 +4.3%
3804 STOK STOKE THERAPEUTICS INC Healthcare 481.0 $16K +383.0 +390.8% $32.56 -6.9%
3805 CNDT CONDUENT INC Technology 12,203.0 $16K +658.0 +5.7% $1.28 +25.0%
3806 OZEM ROUNDHILL ETF TRUST 500.0 $16K $31.20 -0.5%
3807 CCSI CONSENSUS CLOUD SOLUTIONS IN Technology 657.0 $16K +529.0 +413.3% $23.74 +17.7%
3808 ANIK ANIKA THERAPEUTICS INC Healthcare 1,072.0 $16K +858.0 +400.9% $14.50 +3.6%
3809 TERRESTRIAL ENERGY INC 6,000.0 $16K NEW $2.59
3810 BGS B & G FOODS INC Consumer Defensive 3,222.0 $15K -7K -69.6% $4.81 -11.6%
3811 IVT INVENTRUST PPTYS CORP Real Estate 508.0 $15K +54.0 +11.9% $30.46 +7.6%
3812 COFS CHOICEONE FINANCIA Financial Services 550.0 $15K +340.0 +161.9% $28.12 +12.4%
3813 METALLUS INC 946.0 $15K +777.0 +459.8% $16.34
3814 SOHU SOHU COM LTD Technology 1,000.0 $15K $15.45 -10.4%
3815 EWQ ISHARES INC 355.0 $15K -36.0 -9.2% $43.44 +4.7%
3816 TBPH THERAVANCE BIOPHARMA INC Healthcare 950.0 $15K +709.0 +294.2% $16.23 +2.0%
3817 SMMV ISHARES TR 353.0 $15K $43.67 +2.0%
3818 ORGO ORGANOGENESIS HLDGS INC Healthcare 6,487.0 $15K +5K +398.6% $2.37 +12.2%
3819 ABM ABM INDS INC Industrials 398.0 $15K +68.0 +20.6% $38.59 +4.0%
3820 REI RING ENERGY INC Energy 10,000.0 $15K $1.53 -11.1%
Page 191 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%