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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 190 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3781 HAFN HAFNIA LTD Industrials 2,207.0 $17K +57.0 +2.6% $7.60 +16.3%
3782 HERZ HERZFELD CARIBBEAN BASIN FD Financial Services 1,082.0 $17K NEW $15.50 +13.7%
3783 HNST HONEST CO INC Consumer Cyclical 5,700.0 $17K $2.94 +8.5%
3784 PDSB PDS BIOTECHNOLOGY CORP Healthcare 27,664.0 $17K +2K +7.8% $0.61 +91.7%
3785 MKTX MARKETAXESS HLDGS INC Financial Services 100.0 $17K +12.0 +13.6% $165.95 -17.9%
3786 NXDT NEXPOINT DIVERSIFIED REL ET Financial Services 3,533.0 $16K +3K +270.7% $4.67 +7.3%
3787 WVE WAVE LIFE SCIENCES LTD Healthcare 2,266.0 $16K +1K +163.2% $7.25 -14.6%
3788 ALNT ALLIENT INC Technology 278.0 $16K +222.0 +396.4% $59.09 +6.3%
3789 ADUS ADDUS HOMECARE CORP Healthcare 175.0 $16K +135.0 +337.5% $93.65 -0.4%
3790 CLPT CLEARPOINT NEURO INC Healthcare 1,800.0 $16K +300.0 +20.0% $9.10 +28.6%
3791 DFP FLAHERTY & CRUMRINE DYNAMIC Financial Services 814.0 $16K +741.0 +1015.1% $20.09 +1.1%
3792 DFIS DIMENSIONAL ETF TRUST 483.0 $16K -3K -87.1% $33.70 +7.5%
3793 ODV OSISKO DEVELOPMENT CORP Basic Materials 5,000.0 $16K $3.25 -16.0%
3794 PLUG PLUG PWR INC Industrials 7,173.0 $16K -2K -22.6% $2.26 +46.5%
3795 PTLO PORTILLOS INC Consumer Cyclical 3,050.0 $16K +2K +183.7% $5.29 -26.3%
3796 TYRA TYRA BIOSCIENCES INC Healthcare 421.0 $16K +337.0 +401.2% $38.30 -12.8%
3797 HFWA HERITAGE FINL CORP WASH Financial Services 620.0 $16K +13.0 +2.1% $26.00 +4.4%
3798 KNGZ FIRST TR EXCHANGE TRADED FD 439.0 $16K +16.0 +3.8% $36.08 +9.6%
3799 MHO M/I HOMES INC Consumer Cyclical 129.0 $16K +19.0 +17.3% $122.46 +5.3%
3800 GCI LIBERTY INC 428.0 $16K +304.0 +245.2% $36.85
Page 190 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%