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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 188 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3741 DDD 3D SYS CORP DEL Technology 9,750.0 $18K +3K +34.8% $1.88 +59.0%
3742 SVM SILVERCORP METALS INC Basic Materials 1,703.0 $18K +700.0 +69.8% $10.74 +16.9%
3743 BLZE BACKBLAZE INC Technology 5,289.0 $18K +313.0 +6.3% $3.45 +113.6%
3744 ACT ENACT HLDGS INC Financial Services 447.0 $18K +334.0 +295.6% $40.81 +6.3%
3745 NKSH NATIONAL BANKSHARES INC VA Financial Services 500.0 $18K $36.41 -2.4%
3746 DFEV DIMENSIONAL ETF TRUST 506.0 $18K -3K -87.2% $35.81 +15.3%
3747 ANAB ANAPTYSBIO INC Healthcare 326.0 $18K +261.0 +401.5% $55.46 +8.9%
3748 EDU NEW ORIENTAL ED & TECHNOLOGY Consumer Defensive 319.0 $18K +277.0 +659.5% $56.63 -16.0%
3749 PAYO PAYONEER GLOBAL INC Technology 3,718.0 $18K -326.0 -8.1% $4.83 +3.5%
3750 PFS PROVIDENT FINL SVCS INC Financial Services 844.0 $18K +566.0 +203.6% $21.16 +4.7%
3751 NTB BANK OF N T BUTTERFIELD & SO Financial Services 339.0 $18K -3K -89.2% $52.52 +6.8%
3752 SEM SELECT MED HLDGS CORP Healthcare 1,091.0 $18K +485.0 +80.0% $16.29 +1.4%
3753 ONCOLYTICS BIOTECH INC 20,939.0 $18K $0.85
3754 KMPR KEMPER CORP Financial Services 581.0 $18K -365.0 -38.6% $30.59 -3.0%
3755 IDYA IDEAYA BIOSCIENCES INC Healthcare 532.0 $18K -3K -86.0% $33.32 -11.3%
3756 ALX ALEXANDERS INC Real Estate 75.0 $18K +61.0 +435.7% $236.21 +5.9%
3757 AMLX AMYLYX PHARMACEUTICALS INC Healthcare 1,274.0 $18K +1K +388.1% $13.90 +0.2%
3758 MMYT MAKEMYTRIP LIMITED MAURITIUS Consumer Cyclical 474.0 $18K -203.0 -30.0% $37.29 +15.3%
3759 PHR PHREESIA INC Healthcare 2,108.0 $18K -647.0 -23.5% $8.38 +5.6%
3760 INDI INDIE SEMICONDUCTOR INC Technology 5,482.0 $18K +860.0 +18.6% $3.22 +29.8%
Page 188 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%