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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 186 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3701 KASPI KZ JSC 284.0 $21K +280.0 +7000.0% $74.13
3702 GTX GARRETT MOTION INC Consumer Cyclical 1,153.0 $21K -65K -98.3% $18.18 +44.4%
3703 CRTO CRITEO S A Communication Services 1,167.0 $21K -279.0 -19.3% $17.93 -3.0%
3704 FIRST FNDTN INC 3,529.0 $21K +832.0 +30.9% $5.90
3705 FIGS FIGS INC Consumer Cyclical 1,409.0 $21K +409.0 +40.9% $14.77 +0.0%
3706 MFA MFA FINL INC Real Estate 2,161.0 $21K +2K +406.1% $9.58 -7.1%
3707 FCN FTI CONSULTING INC Industrials 117.0 $21K -146.0 -55.5% $176.77 -11.8%
3708 PFIX SIMPLIFY EXCHANGE TRADED FUN 446.0 $21K NEW $46.26 +12.9%
3709 SMLF ISHARES TR 273.0 $21K -757.0 -73.5% $75.49 +17.5%
3710 PNOV INNOVATOR ETFS TRUST 500.0 $20K -300.0 -37.5% $40.86 +10.8%
3711 LILAK LIBERTY LATIN AMERICA LTD Communication Services 2,309.0 $20K +2K +398.7% $8.82 -3.5%
3712 CUT INVESCO EXCH TRADED FD TR II 708.0 $20K -350.0 -33.1% $28.65 +6.7%
3713 MRVI MARAVAI LIFESCIENCES HLDGS I Healthcare 7,148.0 $20K +6K +398.5% $2.83 +190.6%
3714 RNST RENASANT CORP Financial Services 557.0 $20K +144.0 +34.9% $36.13 +14.9%
3715 VRTS VIRTUS INVT PARTNERS INC Financial Services 149.0 $20K +113.0 +313.9% $134.35 +25.6%
3716 ENIC ENEL CHILE SA Utilities 5,035.0 $20K +5K +1264.5% $3.94 +13.8%
3717 KCE SPDR SERIES TRUST 144.0 $20K -1.0 -0.7% $137.60 +24.0%
3718 TRIP TRIPADVISOR INC Consumer Cyclical 1,856.0 $20K -911.0 -32.9% $10.66 -3.3%
3719 PDM PIEDMONT REALTY TRUST INC Real Estate 3,011.0 $20K +2K +137.1% $6.57 +49.0%
3720 IGE ISHARES TR 312.0 $20K -9.0 -2.8% $63.13 +4.1%
Page 186 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%