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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 182 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3621 AVTR AVANTOR INC Healthcare 3,143.0 $25K -1K -30.2% $7.84 +80.7%
3622 FXA INVESCO CURRENCYSHARES AUSTR Financial Services 360.0 $25K -5K -93.4% $68.37 +3.6%
3623 BHF BRIGHTHOUSE FINL INC Financial Services 411.0 $25K +155.0 +60.5% $59.88 -13.4%
3624 POWI POWER INTEGRATIONS INC Technology 478.0 $24K -49.0 -9.3% $51.20 +3.2%
3625 ADVANTAGE SOLUTIONS INC 1,155.0 $24K NEW $21.14
3626 HAMILTON INSURANCE GROUP LTD 818.0 $24K +654.0 +398.8% $29.83
3627 ON24 INC 3,010.0 $24K +2K +397.5% $8.10
3628 SOURCE CAPITAL 525.0 $24K $46.32
3629 WRBY WARBY PARKER INC Healthcare 1,152.0 $24K +466.0 +67.9% $21.07 +25.1%
3630 FCEF FIRST TR EXCHNG TRADED FD VI 1,074.0 $24K $22.50 +7.0%
3631 BKU BANKUNITED INC Financial Services 534.0 $24K +20.0 +3.9% $45.20 +2.3%
3632 ROCK GIBRALTAR INDS INC Industrials 605.0 $24K +484.0 +400.0% $39.87 +16.9%
3633 NAUT NAUTILUS BIOTECHNOLOGY INC Healthcare 6,200.0 $24K +1K +24.0% $3.88 -77.6%
3634 BKF ISHARES INC 590.0 $24K $40.71 +0.1%
3635 AMAL AMALGAMATED FINANCIAL CORP Financial Services 614.0 $24K $38.92 +25.5%
3636 CWAN CLEARWATER ANALYTICS HLDGS I Technology 1,007.0 $24K -44K -97.8% $23.65 +3.8%
3637 VTN INVESCO TR INVT GRADE NEW YO Financial Services 2,172.0 $24K +40.0 +1.9% $10.94 -1.8%
3638 ELVR ELEVRA LITHIUM LTD Basic Materials 403.0 $24K -17.0 -4.0% $58.90 +16.8%
3639 TENB TENABLE HLDGS INC Technology 1,399.0 $24K -80.0 -5.4% $16.91 +98.7%
3640 AUSF GLOBAL X FDS 489.0 $24K NEW $48.35 +7.9%
Page 182 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%