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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 179 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3561 SHO SUNSTONE HOTEL INVS INC NEW Real Estate 3,103.0 $28K +2K +216.3% $9.01 +17.1%
3562 VNET VNET GROUP INC Technology 3,329.0 $28K +1K +54.6% $8.39 +21.7%
3563 EYPT EYEPOINT INC Healthcare 2,163.0 $28K +930.0 +75.4% $12.89 -0.9%
3564 HBT HBT FINL INC. Financial Services 1,043.0 $28K +8.0 +0.8% $26.73 +6.6%
3565 SRTS SENSUS HEALTHCARE INC Healthcare 7,000.0 $28K $3.98 -16.6%
3566 BRW SABA CAPITAL INCOME & OPRNT Financial Services 4,122.0 $28K +2K +89.0% $6.74 +0.1%
3567 FLNG FLEX LNG LTD Energy 934.0 $28K -100.0 -9.7% $29.71 +9.0%
3568 CHMG CHEMUNG FINL CORP Financial Services 512.0 $28K +3.0 +0.6% $53.92 +27.6%
3569 FVCB FVCBANKCORP INC Financial Services 1,816.0 $28K $15.19 +3.7%
3570 HE HAWAIIAN ELEC INDS INC MTN B Utilities 1,854.0 $28K -652.0 -26.0% $14.84 -7.8%
3571 EUAD SPINNAKER ETF SERIES 670.0 $27K +220.0 +48.9% $40.78 -2.4%
3572 GTN GRAY MEDIA INC Communication Services 6,276.0 $27K +5K +386.5% $4.34 -4.8%
3573 PFO FLAHERTY & CRUMRINE PFD INCO Financial Services 3,000.0 $27K -322.0 -9.7% $9.04 -0.3%
3574 EFC ELLINGTON FINANCIAL INC Real Estate 2,281.0 $27K +846.0 +59.0% $11.85 +14.5%
3575 SAFT SAFETY INS GROUP INC Financial Services 369.0 $27K -2.0 -0.5% $72.64 +0.3%
3576 LILA LIBERTY LATIN AMERICA LTD Communication Services 3,100.0 $27K $8.64 -5.1%
3577 QCRH QCR HLDGS INC Financial Services 313.0 $27K +251.0 +404.8% $85.45 +6.9%
3578 GJUN FIRST TR EXCHNG TRADED FD VI 675.0 $27K -335.0 -33.2% $39.42 +4.0%
3579 GBTG GLOBAL BUSINESS TRAVEL GROUP Technology 4,741.0 $26K $5.58 +69.0%
3580 STXG EA SERIES TRUST 561.0 $26K $46.98 +16.7%
Page 179 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%