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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 178 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3541 KNCT INVESCO EXCHANGE TRADED FD T 209.0 $29K $138.56 +38.5%
3542 GCO GENESCO INC Consumer Cyclical 998.0 $29K +797.0 +396.5% $28.99 +21.0%
3543 FLSW FRANKLIN TEMPLETON ETF TR 713.0 $29K $40.56 +9.6%
3544 GIII G III APPAREL GROUP LTD Consumer Cyclical 1,041.0 $29K +753.0 +261.5% $27.70 +22.0%
3545 DRIV GLOBAL X FDS 943.0 $29K +64.0 +7.3% $30.55 +12.1%
3546 NFLT ETFIS SER TR I 1,265.0 $29K $22.75 -0.1%
3547 EMERA INC 552.0 $29K NEW $51.87
3548 VOYG VOYAGER TECHNOLOGIES INC Industrials 1,223.0 $29K +281.0 +29.8% $23.39 +51.8%
3549 EQ EQUILLIUM INC Healthcare 14,286.0 $29K NEW $2.00 +10.0%
3550 KN KNOWLES CORP Technology 1,110.0 $29K +109.0 +10.9% $25.68 +26.9%
3551 MICROCHIP TECHNOLOGY INC. 500.0 $28K $56.97
3552 DIN DINE BRANDS GLOBAL INC Consumer Cyclical 1,084.0 $28K +866.0 +397.2% $26.24 +37.7%
3553 DGII DIGI INTL INC Technology 589.0 $28K +221.0 +60.0% $48.20 +53.4%
3554 FBIZ FIRST BUSINESS FINL SVCS INC Financial Services 524.0 $28K +132.0 +33.7% $53.93 +29.8%
3555 MLR MILLER INDS INC TENN Consumer Cyclical 620.0 $28K -395.0 -38.9% $45.55 +24.6%
3556 WAFD WAFD INC Financial Services 895.0 $28K -676.0 -43.0% $31.42 +15.5%
3557 TIGO MILLICOM INTL CELLULAR S A Communication Services 375.0 $28K $74.94 +24.1%
3558 NXRT NEXPOINT RESIDENTIAL TR INC Real Estate 1,124.0 $28K +941.0 +514.2% $25.00 -1.2%
3559 CHICAGO ATLANTIC BDC INC 3,000.0 $28K $9.34
3560 BH BIGLARI HLDGS INC Consumer Cyclical 85.0 $28K +68.0 +400.0% $329.59 +14.7%
Page 178 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%